Denis Dubois replaces Gregory Chrispin as EVP of wealth management and life and health insurance
Fee changes would have to be submitted for comment and approved
The regulatory agency has published a consultation paper on market abuse rules
Home prices also rose
Appointment is effective immediately
See all the articles and photos from the 2019 event.
S&P/TSX composite index closed down 136.69 points on Wednesday
Global group of securities regulators has updated reviews of reforms for money market funds and securitizations
The firms allegedly used phantom bids and false communication to increase trading activity
Industry has done a good job of regulating itself, says the OSC's Raymond Chan
TD Ameritrade and Charles Schwab will eliminate online trading commissions
Firm's traders believed that the exchange allowed the transactions in question
The Basel Committee on Banking Supervision released its latest assessment
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record