Advisors could face suspensions if CE credits aren’t reported on time
IIROC’s late-filing fee for CE credits takes effect Jan. 1
- By: Greg Dalgetty
- December 20, 2019 December 20, 2019
- 11:53
IIROC’s late-filing fee for CE credits takes effect Jan. 1
Economists had predicted an increase of 0.5%
Economists now believe the GDP is growing around 2% in the current quarter
Industry trade group prefers harmonized national solution
The agency's current securities head takes the reins on Jan. 1
S&P/TSX composite index closed up 32.06 points
iA WealthAssist combines the services of an investment advisor with the convenience of a self-serve platform
FSB report finds risks are growing, but a lack of data prevents a full assessment
A report recommends changes to improve TFSAs for retirement savers and retirees
The central bank referred the case to the Financial Conduct Authority
The benchmark rate has been raised to zero
More than 76,000 unsecured creditors, virtually all of them QuadrigaCX clients, came forward to say they are owed $214.6 million
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups