Broker not to blame for investor’s massive tax bill
An Ontario court has ruled that TD Waterhouse was not at fault for a surprise $4.1-million tax bill
- By: James Langton
- March 10, 2020 March 10, 2020
- 14:53
Top Stories in News
From the Regulators
OSC imposes permanent ban on Sam Bouji
Global RESP Corp. to surrender its registration in settlement of case that dates back to 2014
- By: Rudy Mezzetta
- March 10, 2020 March 10, 2020
- 12:53
BCSC gets enforcement power boost
New investigative tools and collection powers are on tap for the provincial regulator
- By: James Langton
- March 10, 2020 March 10, 2020
- 12:52
Industry News
Equisoft’s new tool measures investors’ financial well-being
The company says the tool can speed up the discovery process for advisors
- By: Maddie Johnson
- March 10, 2020 March 10, 2020
- 12:05
From the Regulators
ESMA to enhance trade transparency, reporting
Consultation focuses on improving non-equity markets
- By: James Langton
- March 10, 2020 March 10, 2020
- 12:00
From the Regulators
Regulators grappling with Covid-19 fallout
SROs and dealers are activating business continuity plans
- By: James Langton
- March 10, 2020 March 10, 2020
- 11:40
Research and Markets
Debt securities surge in 2019: StatsCan
Financial sector drove the increase in issuance activity
- By: James Langton
- March 10, 2020 March 10, 2020
- 11:19
Industry News
Canada’s biggest banks make changes amid virus concerns
Several financial institutions said they were changing trading operations as a precautionary measure
- By: Tara Deschamps, The Canadian Press, The Canadian Press
- March 10, 2020 March 10, 2020
- 11:03
SEC urges Washington workers to stay home after virus scare
The SEC said operations would not be affected
- By: Darlene Superville, The Associated Press
- March 10, 2020 March 10, 2020
- 10:53
Morneau attempts to ease virus concerns
The government is looking to help keep Canada's health-care system healthy
- By: Jordan Press
- March 10, 2020 March 10, 2020
- 10:51
From the Regulators
Lawyer, industry vet join OSC investor group
The new IAP members will serve two-year terms
- By: James Langton
- March 10, 2020 March 10, 2020
- 10:45
IIROC to give retail investors a louder voice
The SRO will set up an advisory group that represents the investor perspective
- By: James Langton
- March 10, 2020 March 10, 2020
- 09:09
Research and Markets
TSX sinks 10.3% to 14-month low on plunging oil prices
The S&P/TSX composite index lost 1,660.78 points on Monday
- By: The Canadian Press
- March 9, 2020 March 9, 2020
- 16:31
Canadian and U.S. stock markets rise on hopes of an end to Iran war
May crude oil contract declines US$2.03 to US$90.32 per barrel
- By: Daniel Johnson, The Canadian Press
- March 25, 2026 March 25, 2026
- 17:02
Things may be looking up for Canada
A pair of portfolio managers make the case for cautious optimism
- By: Kevin Press
- March 25, 2026 March 25, 2026
- 16:47
Bank competition grows, but Big Tech faces doubts
Approval of charters for non-banks on the rise, but industry wary of tech giants: Fitch
- By: James Langton
- March 25, 2026 March 25, 2026
- 15:01
Trailer fees in FCA’s crosshairs once again
Concerns about investor harm arise as trailers persist, despite 2012 ban
- March 25, 2026 March 25, 2026
- 14:48
RBC’s legal action tossed for excessive delay
Court dismisses case, citing importance of timely dispute resolution
- By: James Langton
- March 25, 2026 March 25, 2026
- 11:44
Firm failed to disclose conflict in asset allocation: SEC
Conflict arose from allocation that generated revenue from "no fee" accounts
- By: James Langton
- March 24, 2026 March 24, 2026
- 14:54
Industry groups urge Ontario to rethink taxation
Pre-budget submissions also float single insurance licensing system among provinces, fiduciary standard for advisors
- By: Michelle Schriver
- March 25, 2026 March 25, 2026
- 16:07
Manulife partners with cancer support provider to launch pilot program
Health coaches to support group benefits clients throughout cancer journey
- By: Jonathan Got
- March 25, 2026 March 25, 2026
- 11:29
Manitoba budget expands tax exemption on food items, aims to cut deficit
The budget forecasts a deficit of $498M on total spending of $27.3B
- By: Steve Lambert, The Canadian Press
- March 25, 2026 March 25, 2026
- 09:37
Bank of Canada says Mendes leaving central bank, Kozicki to retire
Deputy governor posts to filled via an internal recruitment process
- By: The Canadian Press
- March 23, 2026 March 23, 2026
- 14:03
PBO nominee Annette Ryan enters spotlight at a pivotal time for federal finances
Interim PBO Jason Jacques' term expired at start of March
- By: Craig Lord, The Canadian Press
- March 23, 2026 March 23, 2026
- 09:28
Industry moves: National Bank scores BMO Nesbitt Burns team
Plus, Wellington-Altus adds talent, OSFI's Gully headed for Basel Committee and more
- By: Alisha Hiyate
- March 20, 2026 March 20, 2026
- 15:06
Wealthsimple gets regulatory green light to get in on prediction markets
It's the second firm in Canada to receive approval to offer futures and forecast contracts
- By: Noushin Ziafati
- March 25, 2026 March 25, 2026
- 17:41
ETF, mutual fund assets grow to record highs yet again
Both also recorded positive net sales in February, SIMA reports
- By: Noushin Ziafati
- March 24, 2026 March 24, 2026
- 16:28
Product roundup: Equiton debuts new private real estate fund
Plus, other launches, fund changes announced
- By: Noushin Ziafati
- March 20, 2026 March 23, 2026
- 16:11