Fraud tipsters help recover investor assets, SEC says
Whistleblowers "crucial" in protecting retail investors
- By: James Langton
- January 23, 2020 January 23, 2020
- 15:28
Whistleblowers "crucial" in protecting retail investors
J-F Courville and Dave Nugent will join the firm as managing partners
Half of respondents to a CPA Canada survey were confident about their own businesses
The quantity of debt maturing in the next two years is down, Moody's reports
The new ETF leverages two existing bond ETFs
The move comes shortly after Wealthsimple launched a new product
The Joint Chiefs of Global Tax Enforcement say they've uncovered "significant information" that will lead to criminal charges
Pilot study would examine the effects of banning trading fee rebates
Firm failed to question sales on risky exempt securities to certain clients
Elderly Winnipeg widow reportedly bilked by ex-securities rep
Jean Francois Perrault pegs the likelihood of a Canadian recession at 25%
A panel of RBC experts explored the opportunities and risks tied to emerging economies during a webinar
CPI was up 2.2% year over year in December
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups