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Regulatory challenges for the year ahead

FINRA enhances OTC market transparency

Former Bank of Canada governor to serve as UN special envoy on ‘climate action’

Trading fees capped on Lynx ATS

Expand access to annuities, CLHIA argues

Sustainability a bigger factor in governance assessments, ISS says

MFDA firms approve rule changes at AGM

Horizons reorganizes 44 ETFs as corporate-class funds

Major North American indexes fall as price of oil drops

IIAC calls for rethink on defining in-house accounts

3iQ files preliminary prospectus for Bitcoin fund

  • By: IE Staff
  • November 29, 2019 November 29, 2019
  • 14:31

Retiree prevails in options deadline dispute

New website gives advisors tools to serve seniors

Gold prices lift S&P/TSX composite, U.S. stock markets also rise

Opinion: ETF investing in 2026

A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026

Dramatic increase in Fintrac fines coming, but their effectiveness is less clear

SEC sanctions Canadian over pump-and-dumps

Executive banned in failed real estate scheme

Tech roundup: Toronto-based wealthtech expands to Montreal, NYC

Industry moves: Michelle Connolly joins Q Wealth

ASC extends safe harbour regime to climate-related disclosures

Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams

Industry moves: John MacIntyre named chair of TD Bank

Industry moves: Huston Loke leaves FSRA

Investment fund sales, assets climbed in November: SIMA

Product roundup: Ardian brings evergreen PE fund to Canada

The ETF year in review

  • By: Rudy Luukko
  • December 12, 2025 December 12, 2025
  • 13:24