Regulatory challenges for the year ahead
In 2020, regulators will grapple with harmonization, tech and climate change, predicted speakers at the Toronto Refinitiv Summit
- By: Michelle Schriver
- December 2, 2019 December 2, 2019
- 15:29
In 2020, regulators will grapple with harmonization, tech and climate change, predicted speakers at the Toronto Refinitiv Summit
New data sheds light on OTC trading that takes place outside of alternative trading systems
Mark Carney to assume new role next year
Adding liquidity is free and removing liquidity costs 0.02¢ per share
The industry group is calling on the government to enable the use of annuities within TFSAs
The firm is expanding its scoring methodology with environmental metrics
The MFDA's auditors and directors were also approved at the meeting
None of the investment objectives, names or ticker symbols of the ETFs have changed
S&P/TSX composite index fell by 74.32 points on Friday
The association says an IIROC proposal should apply only to employees directly involved in client dealings
Canaccord is leading the public offering
CSI's Financial Health for Seniors initiative will provide advisors with free resources on serving senior clients
The S&P/TSX composite index climbed 244.33 points to 32,000.10
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record