Client identifier implementation delayed to July 2021
IIROC revises the deadline due to technical complexity, risk
- By: James Langton
- March 26, 2020 March 26, 2020
- 15:57
IIROC revises the deadline due to technical complexity, risk
The April deadline has been pushed to July
The proposals are out for a 135-day comment period
The investor advocacy group urges the industry to act in clients' best interests during this time of financial hardship
Glenn Reiner, Parham Nasseri and Karen Makedon have all joined the Toronto-based fintech provider
The move to bolster the financial system has been increased to $150B
The derivatives exchange seeks candidates for a special committee
The potential measure is in response to the pandemic
Initial impacts are starting to show up in certain data points
The change affects the firm's SocieTerra line of funds
New York retains the top spot in the financial centres index, even as its rating declines
The $500 will be paid directly to landlords
The result is workers who lose income will receive $2,000 per month
Oil prices have been dictating much of the recent swings in the market: TD advisor
Labour market stabilizes, but recovery prospects remain shaky: NBF
Franklin Templeton’s Dina Ting highlights opportunities in China, the U.K., Mexico and more
Breaches of anti-money laundering rules revealed in compliance review
Concerns about investor harm arise as trailers persist, despite 2012 ban
Court dismisses case, citing importance of timely dispute resolution
Expect new product launches, outreach to advisors in months ahead: Mavroudis
Plus, updates on contract dispute with SeeWhy and last year's human rights complaint
Changes impact business, personal and legacy products
Deputy governor posts to filled via an internal recruitment process
Interim PBO Jason Jacques' term expired at start of March
Plus, Wellington-Altus adds talent, OSFI's Gully headed for Basel Committee and more
It's the second firm in Canada to receive approval to offer futures and forecast contracts
Both also recorded positive net sales in February, SIMA reports
Plus, other launches, fund changes announced