Dealers can keep complaints electronically, IIROC says
SRO sets out "technology-neutral" stance to record retention
- By: James Langton
- December 18, 2019 December 18, 2019
- 12:46
SRO sets out "technology-neutral" stance to record retention
Two-thirds of Canadians currently hold a Tax-Free Savings Account
A new report from Scotiabank says a hotter housing market has led to faster growth in mortgage borrowing
Most of the new alt funds are relatively conservative
BoE warns that climate change will "affect the value of virtually every financial asset"
The uptick gives the housing market momentum moving into the new year
In November, energy prices posted their first year-over-year increase since April
The deal also has provisions for Sun Life to acquire the remaining equity of InfraRed within five years
S&P/TSX composite index closed up 18.84 points
A hearing into the regulator's allegations is set for Jan. 20
Fintech, regtech and LIBOR transition head the list
There's growing demand from institutional investors
The firm allowed market access to offshore market manipulators
The agency is forecasting a 0.1% increase for November
The economy grew 3.8% in the April–June quarter
The S&P/TSX composite index climbed 244.33 points to 32,000.10
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record