The change affects Invesco's fixed income team
The regulator says a company issued false press releases touting plans to enter the cannabis business
The offences involved unregistered dealing and illegal distribution
The whistleblower reported misconduct to another agency and was still rewarded
Investor protection and industry innovation highlight the SRO's compliance priorities
IIROC’s late-filing fee for CE credits takes effect Jan. 1
Economists had predicted an increase of 0.5%
Economists now believe the GDP is growing around 2% in the current quarter
Industry trade group prefers harmonized national solution
The agency's current securities head takes the reins on Jan. 1
S&P/TSX composite index closed up 32.06 points
The agency is forecasting a 0.1% increase for November
The economy grew 3.8% in the April–June quarter
The S&P/TSX composite index climbed 244.33 points to 32,000.10
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record