Former fund rep fined, banned by MFDA panel
Allegations include improper personal financial dealings and misleading investigators
- By: James Langton
- January 16, 2020 January 16, 2020
- 16:52
Allegations include improper personal financial dealings and misleading investigators
S&P/TSX composite index closed up 69.60 points on Thursday
Growth in home equity lines of credit contracted in November
Regulators set out when trading platforms are subject to securities law
Canadians reveal their misconceptions about when, where and how they would retire
Former CFTC head Chris Giancarlo is spearheading an effort to launch a digital U.S. currency
U.K. authorities set deadlines for move away from troubled benchmark
Kaake will serve as director of investment strategy for the firm's institutional group
After a slow start to the holiday shopping season, sales rose 0.3% in December
Analysts forecast a fourth straight quarter of falling profits
The group first proposed adopting UTC to enhance market oversight back in September
The U.S. central bank's first 2020 beige book carries same upbeat message as its late-December forecasts
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
High-profile firms and their clients were targeted in 2025
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record