ESMA to enhance trade transparency, reporting
Consultation focuses on improving non-equity markets
- By: James Langton
- March 10, 2020 March 10, 2020
- 12:00
Consultation focuses on improving non-equity markets
SROs and dealers are activating business continuity plans
Financial sector drove the increase in issuance activity
Several financial institutions said they were changing trading operations as a precautionary measure
The SEC said operations would not be affected
The government is looking to help keep Canada's health-care system healthy
The new IAP members will serve two-year terms
The SRO will set up an advisory group that represents the investor perspective
The S&P/TSX composite index lost 1,660.78 points on Monday
Council members sit on the SRO's disciplinary panels
Revisions to capital rules and stress tests weaken the regime, the rating agency says
The current data don't adequately reflect the effects of Covid-19
The province is examining money laundering, consumer protection, solvency and systemic risks at MSBs
Economists had expected a 0.4% increase
Chip, software companies up as 'bargain hunters' step in
Rents are still 12.9% higher than levels seen before the Covid pandemic
Unique provision aims to balance interests, provide greater certainty
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026
$10M capital gains exemption for sellers set to expire at end of this year
Aging client base, different registered accounts are changing how advisors see RRSP season
187 mutual funds, 117 ETFs and 114 seg funds were recognized
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups