CSA provides compliance flexibility
Guidance aims to allow more tailored setups for compliance officers
- By: James Langton
- July 2, 2020 July 2, 2020
- 13:08
Top Stories in News
From the Regulators
Helping out harmed investors
NASAA aids states in developing victim assistance funds
- By: James Langton
- July 2, 2020 July 2, 2020
- 13:06
Products
New USD high-interest savings ETF from Horizons
High-interest savings ETFs have proven to be popular with investors this year
- By: IE Staff
- July 2, 2020 July 7, 2020
- 12:12
Industry News
Hub International continues buying spree
Global insurance brokerage acquires Ivari's life insurance product managing general agent business
- By: IE Staff
- July 2, 2020 July 2, 2020
- 11:00
Industry News
Sagicor Financial calls off deal with Scotiabank in Trinidad and Tobago
Financial terms of the sale were not disclosed
- By: The Canadian Press
- July 2, 2020 July 2, 2020
- 10:48
Industry News
Canada’s five big banks join anti-hate advertising boycott of Facebook
Scotiabank, RBC, CIBC, BMO and TD have pledged to stop purchasing ads on the site for the month
- By: Jake Kivanc, The Canadian Press
- July 2, 2020 July 2, 2020
- 10:28
From the Regulators
Fund dealer settles complaints-handling case
Firm has compensated clients, enhanced compliance
- By: James Langton
- July 2, 2020 July 2, 2020
- 10:16
From the Regulators
Pilot to study trading-fee rebates scrapped
A court ruling against the SEC has implications for Canada
- By: Greg Dalgetty
- July 2, 2020 July 2, 2020
- 09:38
Research and Markets
Global equity markets see first-half surge
Strong secondary offering activity outpaced a weak IPO market
- By: James Langton
- June 30, 2020 June 30, 2020
- 17:26
Research and Markets
Global debt markets see record action in 2020
Debt issuance surges as the economy crumbles
- By: James Langton
- June 30, 2020 June 30, 2020
- 17:05
From the Regulators
Court orders probation for trading ban violation
Woman pleaded guilty to violating BCSC prohibition
- By: James Langton
- June 30, 2020 June 30, 2020
- 15:59
From the Regulators
Industry applauds, investors lament new “best interest” standards
Mixed reaction as DOL seeks to harmonize with SEC rules on broker conduct
- By: James Langton
- June 30, 2020 June 30, 2020
- 15:03
U.S. job openings slide to 6.9 million in February
Gross hires decline to lowest level since the pandemic
- By: Paul Wiseman, The Associated Press
- March 31, 2026 March 31, 2026
- 11:12
U.S. consumer confidence inches up despite soaring gas prices
Americans see higher inflation ahead, are less optimistic about stock prices
- By: Matt Ott, The Associated Press
- March 31, 2026 March 31, 2026
- 11:08
Inflation has evolved since pandemic: Fed paper
Research indicates that strong wage growth is keeping inflation elevated
- By: James Langton
- March 31, 2026 March 31, 2026
- 10:24
SEC wraps case against fund Ponzi schemer
Regulator concludes case against man serving 14 years for fraud
- By: James Langton
- March 31, 2026 March 31, 2026
- 11:23
Ontario insurance sector second-most active for FSRA enforcement
Regulator releases first enforcement annual report
- By: Michelle Schriver
- March 30, 2026 March 30, 2026
- 17:20
U.S. advisor settles SEC charges
SEC alleged firm failed to disclose conflicts in mutual fund revenue sharing
- By: James Langton
- March 30, 2026 March 30, 2026
- 14:44
Ottawa launches consultation on anti-fraud strategy
Clamp-down on scams may impose new obligations on financial institutions, among others
- By: The Canadian Press
- March 30, 2026 March 30, 2026
- 12:04
Stop putting non-financial items in budget bills: Senate
Separate legislation give Canadians, lawmakers opportunity to scrutinize separate issues
- By: Jonathan Got
- March 27, 2026 March 27, 2026
- 17:24
Ontario business owners to face greater tax burden when accessing retained earnings
Provincial budget’s cut to small business tax rate comes with adjustment for tax-integration purposes
- By: Michelle Schriver
- March 27, 2026 March 27, 2026
- 16:49
Industry moves: Morgan Stanley Wealth Management Canada adds veteran advisor
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
- By: Alisha Hiyate
- March 30, 2026 March 30, 2026
- 12:00
Bank of Canada says Mendes leaving central bank, Kozicki to retire
Deputy governor posts to filled via an internal recruitment process
- By: The Canadian Press
- March 23, 2026 March 23, 2026
- 14:03
PBO nominee Annette Ryan enters spotlight at a pivotal time for federal finances
Interim PBO Jason Jacques' term expired at start of March
- By: Craig Lord, The Canadian Press
- March 23, 2026 March 23, 2026
- 09:28
Product roundup: Aviva introduces pooled global equity fund for Canadian investors
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced
- By: Noushin Ziafati
- March 30, 2026 March 30, 2026
- 16:04
CIRO clarifies its prediction markets requirements for dealers
Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts
- By: Noushin Ziafati
- March 27, 2026 March 27, 2026
- 12:13
Wealthsimple gets regulatory green light to get in on prediction markets
It's the second firm in Canada to receive approval to offer futures and forecast contracts
- By: Noushin Ziafati
- March 25, 2026 March 25, 2026
- 17:41