Communication tips for the Covid-19 crisis
Clients need to hear from you. Here's help on how to approach them.
- By: Maddie Johnson
- March 23, 2020 March 23, 2020
- 12:49
Top Stories in News
Industry News
Fed to buy as much government debt as needed to aid economy
The central bank says it will establish three new lending facilities as well
- By: Christopher Rugaber, The Associated Press
- March 23, 2020 March 23, 2020
- 12:45
From the Regulators
TD Waterhouse fined $4 million for ignoring CRM2
An IIROC panel found the firm deliberately decided not to comply with position cost reporting requirements
- By: James Langton
- March 23, 2020 March 23, 2020
- 12:43
Aussie regulators drop almost everything to tackle Covid-19
Enforcement to protect markets and consumers will continue, but routine work has been shelved until Sept. 30
- By: James Langton
- March 23, 2020 March 23, 2020
- 12:04
Research and Markets
Tech investment drives trading-desk spending: Greenwich
The buy side spends more on tech for trading in less liquid assets
- By: James Langton
- March 23, 2020 March 23, 2020
- 11:32
Industry News
Parliament set to reconvene on Tuesday to pass Covid-19 measures
Parties agreed to limit the number of MPs present for the vote
- By: The Canadian Press
- March 23, 2020 March 23, 2020
- 11:22
Industry News
Compensation for Manulife’s Gori grew in 2019
Manulife’s chief executive took home almost $15 million in 2019
- By: IE Staff
- March 20, 2020 March 20, 2020
- 18:02
From the Regulators
Court denies bid to re-examine client overcharging
The ruling said there are other ways to determine whether the regulatory settlement was adequate
- By: James Langton
- March 20, 2020 March 20, 2020
- 16:26
Industry News
CRA halts debt collection
It's the latest step to accommodate taxpayers facing fallout from the Covid-19 outbreak
- By: James Langton
- March 20, 2020 March 20, 2020
- 14:43
Industry News
Fed will help banks buy muni bonds
The goal is to ensure states and cities can borrow at low cost
- By: The Associated Press
- March 20, 2020 March 20, 2020
- 13:29
From the Regulators
IOSCO employee tests positive for Covid-19
No other staff have had recent contact with the employee
- By: James Langton
- March 20, 2020 March 20, 2020
- 12:46
Research and Markets
Markets must remain open, trade groups say
Functioning markets are essential to investor confidence
- By: James Langton
- March 20, 2020 March 20, 2020
- 12:29
A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
- By: Craig Lord, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24