Updated: Capital markets deemed essential, open for business
Financial firms, regulators remain operational in Ontario shutdown
- By: James Langton
- March 24, 2020 March 25, 2020
- 11:31
Financial firms, regulators remain operational in Ontario shutdown
Mortgage firm sold $26 million in securities to investors in the exempt market
The S&P/TSX composite index lost 5.3% on Monday
Companies will not have to notify the exchange if they need more time to file certain financial statements
Home sales and showings were already down in Toronto last week
Regulator says there's no evidence that shorts are driving markets down
Regulators are providing a 45-day extension
Advisors discuss what they're telling clients
A whistleblower tipped off the SEC and assisted in an investigation
The coronavirus outbreak has impacted the global real estate market
Clients need to hear from you. Here's help on how to approach them.
The central bank says it will establish three new lending facilities as well
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
High-profile firms and their clients were targeted in 2025
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record