U.S. regulator collects US$40 million in fines
SRO says top priority is returning money to harmed investors.
- By: James Langton
- June 5, 2020 June 5, 2020
- 15:46
SRO says top priority is returning money to harmed investors.
The one-time payment will be tax free and is meant to cover pandemic-related costs
The stock market fallout from the Covid-19 pandemic provided a chance for liquid alt managers to prove their worth
The job gain stores and companies may be starting to rehire
The increase in the unemployment rate came as more people started looking for work
Average house prices forecasted to fall between 9% and 18% over the next year
Unregistered company offering trading in forex, CFDs
Smaller companies are better positioned to react quickly to crises, experts say
Regulators review found miners' technical disclosure requires improvement
Research finds high levels of anxiety, increased use of alcohol and junk food
Tipster takes home US$50 million, topping previous US$39 million record
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups