SEC, CFTC settle with fund managers
Firms misled investors about risk of funds' trading strategy, regulators alleged
- By: James Langton
- July 2, 2025 July 3, 2025
- 15:26
Top Stories in News
Jail time for crypto Ponzi schemer
More than US$40M raised from investors on false promise of automated trading returns
- By: James Langton
- July 2, 2025 July 3, 2025
- 15:21
Global investment banking fees dip in first half
Decline in syndicated lending leads retreat in bankers' fees
- By: James Langton
- July 2, 2025 July 2, 2025
- 15:12
Bullying equals regulatory misconduct: FCA
Regulator to adopt rules that set out how workplace misconduct breaches rules
- By: James Langton
- July 2, 2025 July 2, 2025
- 14:04
Tribunal upholds FCA market manipulation case
Trio of traders engaged in spoofing in government bond markets, regulator alleged
- By: James Langton
- July 2, 2025 July 2, 2025
- 14:00
FINRA rebating regulatory fees
Stronger than expected revenues enables SRO to return US$50 million to brokers
- By: James Langton
- July 2, 2025 July 2, 2025
- 12:47
OSC can now come knocking in your inbox
As of July 1, regulator can serve investigative summonses electronically
- By: James Langton
- July 2, 2025 July 2, 2025
- 12:45
Ottawa must pass a law revoking digital service tax before refunds are issued: CRA
First payments from now-dropped tax were due Monday
- By: Craig Lord, The Canadian Press
- July 2, 2025 July 2, 2025
- 11:57
Tech roundup: Sun Life uses generative AI notetaking tool
And, an acquisition and a tech investment
- By: Jonathan Got
- July 2, 2025 July 2, 2025
- 11:27
Frequent shocks to economy make inflation more unpredictable: ECB
Policymakers need to take extreme scenarios into account, Lagarde says
- By: David McHugh, The Associated Press
- July 2, 2025 July 2, 2025
- 10:40
Carney meets with automotive sector CEOs as U.S. trade talks continue
U.S. President Donald Trump keeps saying the U.S. does not need Canadian cars
- By: David Baxter and Nick Murray, The Canadian Press
- July 2, 2025 July 2, 2025
- 10:39
As Trump ramps up attacks on the Fed, Powell refuses to change course
However, the central bank chair hasn't ruled out a cut this month
- By: Christopher Rugaber, The Associated Press
- July 2, 2025 July 2, 2025
- 10:32
Crypto industry pushing Canada to follow U.S. lead in embracing stablecoins
“We need to drive a sense of urgency in our government to take crypto seriously": Coinbase Global
- By: Ian Bickis, The Canadian Press
- June 30, 2025 June 30, 2025
- 14:32
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24