Merrill settles with former client
Shells out $400,000 over analyst's stock call
- By: IE Staff
- July 20, 2001 July 20, 2001
- 08:15
Latest news in Industry News
IDA approves dual employment for reps
Further defines role of compliance officer
- By: James Langton
- July 19, 2001 July 19, 2001
- 17:25
IDA reconsiders principal/agent relationships
Move comes in response to MFDA decision
- By: IE Staff
- July 19, 2001 July 19, 2001
- 16:21
Electronic prospectus delivery service coming to Canada
NewRiver targets fund companies, brokerages
- By: IE Staff
- July 19, 2001 July 19, 2001
- 13:46
BMO Nesbitt Burns expands focus on private placements
Hires new managing director
- By: IE Staff
- July 19, 2001 July 19, 2001
- 08:40
J.P. Morgan, FleetBoston profits decline
Big write-downs in venture capital
- By: IE Staff
- July 19, 2001 July 19, 2001
- 08:00
Royal Bank sells off fire insurance unit
State National Fire not a core business
- By: IE Staff
- July 18, 2001 July 18, 2001
- 16:20
Bank of Canada appoints Deputy Governor, Financial Markets
Kennedy to assume role
- By: IE Staff
- July 18, 2001 July 18, 2001
- 10:30
TD Waterhouse reports weak June results
Continuing declines in investment and trading activity
- By: IE Staff
- July 18, 2001 July 18, 2001
- 09:30
Small investors continue to avoid stock market
Earnings drops at Merrill, Schwab underline pullout
- By: IE Staff
- July 18, 2001 July 18, 2001
- 08:15
IDA appoints Popovic as vice president enforcement
Former Mountie has background in law and securities issues
- By: IE Staff
- July 17, 2001 July 17, 2001
- 09:15
CSI shortens the distance in distance education
Launches series of 20 online continuing education courses
- By: IE Staff
- July 17, 2001 July 17, 2001
- 08:45
Knight Trading’s CEO faces test at meeting
Board likely to call for Pasternak's resignation
- By: IE Staff
- July 17, 2001 July 17, 2001
- 08:00
S&P downgrades investment banks
Firms facing credit crunch
- By: James Langton
- July 16, 2001 July 16, 2001
- 16:40
Auto insurance losses mount in Atlantic Canada
Claims and cost per claim continue to climb
- By: IE Staff
- July 16, 2001 July 16, 2001
- 16:20
NASDR cracks down on rule violations
10 firms fined over "locked and crossed" trades
- By: IE Staff
- July 16, 2001 July 16, 2001
- 15:36
IDA hires Mountie to head up enforcement
Popovic appointed vice president
- By: James Langton
- July 16, 2001 July 16, 2001
- 13:50
Desjardins Securities acquires Groome Capital unit
Gains expertise in institutional financing
- By: IE Staff
- July 16, 2001 July 16, 2001
- 11:20
Canada, U.S. harmonize M&A accounting standards
U.S. drops "pooling of interests" approach
- By: James Langton
- July 16, 2001 July 16, 2001
- 10:30
Merrill Lynch contemplating layoffs
Prudential halts hiring program
- By: James Langton
- July 16, 2001 July 16, 2001
- 10:00
Financial services reform bill flawed says Fraser Institute
Ignores benefits of technology, savings to consumers
- By: IE Staff
- July 16, 2001 July 16, 2001
- 08:30
CIBC World Markets beefs up equity research team
Caicco joins as merchandising analyst
- By: IE Staff
- July 13, 2001 July 13, 2001
- 15:30
OSFI takes control of Alta Surety Co.
Action taken to protect policyholders
- By: IE Staff
- July 13, 2001 July 13, 2001
- 15:00
Harris Bank buys First National Bank of Joliet
BMO unit adds 18 branches
- By: IE Staff
- July 13, 2001 July 13, 2001
- 14:20