IDA fines B.C. branch manager
Failed to properly supervise handling of client's account
- By: IE Staff
- August 15, 2001 August 15, 2001
- 11:30
Latest news in Industry News
IDA to review settlement with Rogers & Partners
Alleges firm failed to maintain risk adjusted capital
- By: IE Staff
- August 15, 2001 August 15, 2001
- 11:00
IDA passes compliance by-law
New by-law in effect October 31
- By: James Langton
- August 15, 2001 August 15, 2001
- 09:00
TD Waterhouse acquires Nebraska brokerage
TD Waterhouse Group is buying Omaha, Neb.-based R.J. Thompson Holdings Inc., a privately held direct access brokerage firm.RJT will continue to operate in Omaha as…
- By: IE Staff
- August 15, 2001 August 15, 2001
- 08:50
Lehman discovers tech is just a four-letter word
Drops dot-com companies from recommended list
- By: IE Staff
- August 15, 2001 August 15, 2001
- 08:00
IDA tightens registration procedures
Reps required to provide proof of passing CSI courses
- By: IE Staff
- August 14, 2001 August 14, 2001
- 17:00
IDA issues reminder on external custody arrangements
Notice clarifies rules relating to third party aggreements
- By: IE Staff
- August 14, 2001 August 14, 2001
- 16:30
IDA suspends Rampart Securities
Firm ordered to cease dealing with the public
- By: IE Staff
- August 14, 2001 August 14, 2001
- 14:47
Industrial Alliance second quarter earnings jump 13%
Firm credits strong individual insurance sales
- By: IE Staff
- August 14, 2001 August 14, 2001
- 11:10
Fund companies pump out sector funds despite risks
All too predictable cycle
- By: IE Staff
- August 14, 2001 August 14, 2001
- 08:25
Survey estimates large cuts in investment banker ranks
More than 25,000
- By: IE Staff
- August 13, 2001 August 13, 2001
- 15:55
Roadshows elevate liability risk
Lawyers advise research analysts to stay home
- By: IE Staff
- August 13, 2001 August 13, 2001
- 15:50
Ameritrade must look within to build business
Little growth expected for online retailers says Forrester Research
- By: James Langton
- August 13, 2001 August 13, 2001
- 15:30
Fincentric moves into Asian market
Partners with Fujitsu Limited
- By: IE Staff
- August 13, 2001 August 13, 2001
- 12:50
Sustainable investment
BMO creates new division to invest in companies engaging in sustainable development
- By: IE Staff
- August 13, 2001 August 13, 2001
- 08:40
Big second quarter results for Berkshire Hathaway
Net Income rises 21%
- By: IE Staff
- August 13, 2001 August 13, 2001
- 08:10
Wall Street firms cutting back on perks
Merrill postpones annual conference
- By: James Langton
- August 10, 2001 August 10, 2001
- 15:10
Few takers for stock paying 21% dividend
Investors show little interest in new MCI tracking stock
- By: IE Staff
- August 10, 2001 August 10, 2001
- 07:40
Global Investment, Northern Financial forge alliance
Investment.com clients gain access to eNorthern
- By: James Langton
- August 9, 2001 August 9, 2001
- 15:40
Optimum General posts second quarter loss
Premiums fall as company reduces exposure to risk
- By: IE Staff
- August 9, 2001 August 9, 2001
- 15:25
Certas Direct joins kanetix online
Desjardin unit signs up with insurance quote service
- By: IE Staff
- August 9, 2001 August 9, 2001
- 14:40
U.K. banks unhappy over inquiry costs
Question whether £40 million spent responding to regulators will benefit consumers
- By: IE Staff
- August 9, 2001 August 9, 2001
- 13:00
Schwab Canada signs on with B2B Trust
Will market banking products under its own brand name
- By: IE Staff
- August 9, 2001 August 9, 2001
- 12:00
Crown Life announces first half results
Net income rises to $18.9 million
- By: IE Staff
- August 9, 2001 August 9, 2001
- 11:17
Kingsway reports record quarterly results
Second quarter earnings soar 59%
- By: IE Staff
- August 9, 2001 August 9, 2001
- 11:15