Ontario approves underwriting conflict rule
New rule effective January 3
- By: IE Staff
- December 21, 2001 December 21, 2001
- 17:05
Latest news in Industry News
Hub International appoints new president
Barton tagged to load Canadian operations
- By: IE Staff
- December 21, 2001 December 21, 2001
- 16:30
Desautels joins Laurentian Bank
Former Auditor General appointed to board of directors
- By: IE Staff
- December 21, 2001 December 21, 2001
- 14:55
Profits at brokerage firms slide
Investment-banking slump blamed
- By: IE Staff
- December 21, 2001 December 21, 2001
- 09:15
U.S. senate approves reduced levies on securities transactions
Legislation maintains SEC funding
- By: James Langton
- December 20, 2001 December 20, 2001
- 17:10
InterUnion sells investment management unit
InterUnion Financial Corp. has closed the sale of its 43% interest in InterUnion Asset Management Limited to AMIC Canada Ltd. for an undisclosed amount.IUAM manages…
- By: IE Staff
- December 20, 2001 December 20, 2001
- 17:00
Losses from disasters hit US$115 billion in 2001
US$32 billion to be borne by insurance industry
- By: IE Staff
- December 20, 2001 December 20, 2001
- 16:30
OmbudService announced for financial services sector
Secretary of State (International Financial Institutions) Jim Peterson today welcomed the planned creation of the National Financial Sector Ombudservice, an initiative being developed by the…
- By: IE Staff
- December 20, 2001 December 20, 2001
- 12:35
SEC widens rule covering stock options
Companies must disclose plans not approved by shareholders
- By: IE Staff
- December 20, 2001 December 20, 2001
- 09:10
U.S. securities industry profits plunge 51%
SIA estimates profits at US$10.2 billion
- By: James Langton
- December 19, 2001 December 19, 2001
- 17:35
Yorkton Securities, Paterson hit with $1 million fines
Three other Yorkton officers fined
- By: IE Staff
- December 19, 2001 December 19, 2001
- 16:30
Barra launches risk assessment tool
Allows brokers to compare risk of individual U.S. stocks
- By: IE Staff
- December 19, 2001 December 19, 2001
- 11:30
Alpha Capital president fined $15,000
IDA disciplines Côté
- By: IE Staff
- December 19, 2001 December 19, 2001
- 10:50
E*trade joins Euronext exchange
Firm remains committed global marketplace
- By: IE Staff
- December 19, 2001 December 19, 2001
- 10:25
Internet banking continues to grow in Canada: study
ABMs popular for routine transactions
- By: IE Staff
- December 19, 2001 December 19, 2001
- 09:48
Swiss bank UBS sacks president
Power struggle leaves Arnold out in the cold
- By: IE Staff
- December 19, 2001 December 19, 2001
- 09:29
Carpathia Credit Union launches online brokerage service
Partners with Qtrade Investor
- By: IE Staff
- December 18, 2001 December 18, 2001
- 16:52
Clarica found liable for actions of independent agent
Dennis misappropriated annuity funds
- By: James Langton
- December 18, 2001 December 18, 2001
- 16:45
Industrial Alliance CEO address changes in ownership rules
Medium-sized institutions still viable says Charest
- By: IE Staff
- December 18, 2001 December 18, 2001
- 15:55
Arizona regulator approves snowbird exemptions
The Investment Dealers Association is announcing that the Arizona Corporation Commission has approved a rule that provides regulatory relief for Canadian investment dealers dealing with…
- By: James Langton
- December 18, 2001 December 18, 2001
- 14:27
Top ten Canadian insurance frauds of the year
Offbeat and oddball schemes
- By: IE Staff
- December 18, 2001 December 18, 2001
- 11:35
CIBC finalizes Merrill Lynch private client purchase
Combined entity will operate under Wood Gundy banner
- By: IE Staff
- December 18, 2001 December 18, 2001
- 10:25
When failure paves the way for success
ETF based on Nasdaq 100 still popular with investors
- By: IE Staff
- December 18, 2001 December 18, 2001
- 09:05
Yorkton appoints Sim chairman and CEO
Schwartz named vice-chairman and general counsel
- By: Ryan Jennings
- December 17, 2001 December 17, 2001
- 17:10
Hearing set for Yorkton
OSC seeks approval for settlement
- By: IE Staff
- December 17, 2001 December 17, 2001
- 16:30