NASD fines analyst for misusing confidential information
Florida brokerage sancitioned for failure to supervise
- By: IE Staff
- October 30, 2002 October 30, 2002
- 08:55
Latest news in Industry News
Citigroup plans separate unit amid pressures over analysts
Krawcheck to head retail-brokerage, research unit
- By: IE Staff
- October 30, 2002 October 30, 2002
- 08:50
Wall Street is near accord on research
Investment banks to subsidized independent research
- By: IE Staff
- October 30, 2002 October 30, 2002
- 08:50
Rockwater extends presence into Southwestern Ontario
Acquisitions double firm's assets under administration
- By: IE Staff
- October 30, 2002 October 30, 2002
- 08:45
Great-West Life third-quarter profit rises
Canadian income up 18%
- By: IE Staff
- October 29, 2002 October 29, 2002
- 18:30
SEC chair applauds move to convergence of accounting standards
Positive step for investors, Pitt says
- By: IE Staff
- October 29, 2002 October 29, 2002
- 16:15
CIBC introduces Audio Access ABMs
Bank expands barrier free access
- By: IE Staff
- October 29, 2002 October 29, 2002
- 14:20
Amvescap planning to buy Whitehall Asset Mgmt.
Deal brings US$1.5 billion in assets
- October 29, 2002 October 29, 2002
- 08:55
Record Q3 results for SEAMARK
Earnings of $2.57 million
- By: IE Staff
- October 28, 2002 October 28, 2002
- 16:50
BC appeal court supplements reasons in FMSL case
Concern for Rob Hartvikson’s reputation extended to Blayne Johnson
- By: Stewart Lewis
- October 28, 2002 October 28, 2002
- 16:30
Doors now closing
Signs of a crunch in America's markets for credit
- By: IE Staff
- October 28, 2002 October 28, 2002
- 08:55
U.S. regulators set a plan for stock-research overhaul
Proposal would create panel for funding independent-research option for investors
- By: IE Staff
- October 25, 2002 October 25, 2002
- 08:10
Court dismisses suit against CIBC
B.C. firm loses credit card suit
- By: James Langton
- October 24, 2002 October 24, 2002
- 16:50
CCMA issues white paper improve corporate actions processing
Invites comments from industry stakeholders
- By: IE Staff
- October 24, 2002 October 24, 2002
- 16:25
Manulife Financial reports strong Q3 earnings
Increases dividend
- By: IE Staff
- October 24, 2002 October 24, 2002
- 13:45
HSBC Bank Canada reports improve Q3 profit
Credit losses partially offset lower taxes, higher interest income
- By: IE Staff
- October 24, 2002 October 24, 2002
- 09:50
Home Capital reports third quarter profit
29th consecutive quarterly increase
- By: IE Staff
- October 24, 2002 October 24, 2002
- 09:30
New independent council to oversee Canadian auditing standards
Baillie to chair AASOC
- By: IE Staff
- October 24, 2002 October 24, 2002
- 09:00
Looking glass on earnings just got darker
S&P to release new calculations on "core earnings"
- By: IE Staff
- October 24, 2002 October 24, 2002
- 07:25
U.S. investors facing new fees
“Over the past 2-1/2 years, Richard Frostig has watched the value of his brokerage account shrivel to roughly $30,000 from about $120,000,” writes Ruth Simon…
- By: IE Staff
- October 23, 2002 October 23, 2002
- 07:10
IDA cuts fees for Inter-Dealer Bond Brokerages
Fees removed for non-Canadian firms
- By: IE Staff
- October 22, 2002 October 22, 2002
- 16:45
IDA fines B.C. broker $38,000
Research Capital rep given three-year ban
- By: IE Staff
- October 22, 2002 October 22, 2002
- 15:20
Risk management best fostered by strong competition say U.S. groups
SIA, BMA advise against one-size-fits-all approach
- By: James Langton
- October 22, 2002 October 22, 2002
- 14:50
Sun Life sells Clarica U.S. unit
Midland National deal excludes reinsurance operations
- By: IE Staff
- October 22, 2002 October 22, 2002
- 14:00
New set of rules in the works for U.S. accounting
FASB moves to simplify rules
- By: IE Staff
- October 22, 2002 October 22, 2002
- 07:45