NYSE disciplines four firms
RBC Dain Rauscher fined US$80,000
- By: James Langton
- November 10, 2004 November 10, 2004
- 17:10
Latest news in Industry News
Scotiabank suffers computer glitch
Service restored
- By: IE Staff
- November 10, 2004 November 10, 2004
- 13:10
SEC tackles SRO governance issues
Proposes new rules to adopt minimum standards
- By: IE Staff
- November 9, 2004 November 9, 2004
- 17:16
Expect strong earnings growth from Scotiabank, says S&P
Business mix, geographic diversification bode well for bank
- By: IE Staff
- November 9, 2004 November 9, 2004
- 16:15
National Life launching managed accounts for universal life products
Actively managed funds by leading fund managers
- By: IE Staff
- November 9, 2004 November 9, 2004
- 15:30
Equitable Group reports 47% jump in profit
Mortgage lender Equitable Group Inc. today reported strong growth in earnings, assets and mortgage production for the third quarter ended September 30.Net earnings grew 47%…
- By: IE Staff
- November 9, 2004 November 9, 2004
- 11:30
Marsh & McLennan cutting 3,000
Establishes US$232 million reserve for bid-rigging probe
- By: IE Staff
- November 9, 2004 November 9, 2004
- 09:40
FSCO revises Pension Benefits Guarantee Fund allocation process
Changes designed to alleviate financial instability for retirees
- By: James Langton
- November 8, 2004 November 8, 2004
- 17:10
NASD accuses H&R Block of fraud
Alleges brokers misrepresented sale of Enron bonds
- By: James Langton
- November 8, 2004 November 8, 2004
- 16:10
IDA council rejects settlement agreement with Brighten
BCSC to review settlement
- By: IE Staff
- November 8, 2004 November 8, 2004
- 13:50
BMO becomes first Canadian bank to be granted derivatives licence in China
Says licence will benefit foreign exchange team
- By: IE Staff
- November 8, 2004 November 8, 2004
- 10:20
HSBC, BMO sign ABM-network sharing agreement
HSBC customers gain access to BMO ABMs
- By: IE Staff
- November 8, 2004 November 8, 2004
- 09:20
Client factoid: Canadian women looking for financial advice
Survey shows have significant amounts to invest
- By: IE Staff
- November 8, 2004 November 8, 2004
- 08:30
Canadian Western Bank debentures to convert
Bank responding to demand for common shares
- By: IE Staff
- November 5, 2004 November 5, 2004
- 17:50
IDA permanently bans Vancouver broker
Yorkton rep broke several regulations and by-laws
- By: IE Staff
- November 5, 2004 November 5, 2004
- 17:10
Bank of Canada extends deadline for debt strategy consultation
Comments due by November 30
- By: James Langton
- November 5, 2004 November 5, 2004
- 16:50
Ludeman succeeds Thornburgh as SIA chairman
Pledges to win back investor confidence
- By: James Langton
- November 5, 2004 November 5, 2004
- 15:50
Manulife profit rises 81% in third quarter
Manulife Financial Corp. today report a big jump in third quarter profit due to part to the acquisition of John Hancock Financial Services.Net income for…
- By: IE Staff
- November 4, 2004 November 4, 2004
- 17:15
Investors say deck is stacked against them, NASD chief says
Calls for greater transparency and commitment to compliance
- By: IE Staff
- November 4, 2004 November 4, 2004
- 17:13
CIBC announces plans for 2005 share buyback
Bank to purchase up to 17 million shares
- By: IE Staff
- November 4, 2004 November 4, 2004
- 16:10
U.S. securities industry pre-tax profits expected to dip in 2004, association says
Total revenues will be up slightly
- By: James Langton
- November 4, 2004 November 4, 2004
- 15:23
IDA fines Emerging Equities $55,000
Firm’s CEO fined $15,000
- By: IE Staff
- November 4, 2004 November 4, 2004
- 14:50
Industrial Alliance acquires BLC-Edmond de Rothschild Asset Management
Laurentian Bank to distribute IA mutual funds
- By: IE Staff
- November 4, 2004 November 4, 2004
- 13:40
SIA announces “Commitment to Clarity”
Industry must stay focused on putting clients’ interests first, says SIA president
- By: James Langton
- November 4, 2004 November 4, 2004
- 13:35