IIAC pleased with proposed changes to SEC foreign broker rule
Revisions will ehance the ability of U.S. investors to access Canadian capital markets
- By: James Langton
- September 14, 2008 September 14, 2008
- 14:30
Revisions will ehance the ability of U.S. investors to access Canadian capital markets
Market turmoil to continue, fund manager says
COO Smith resigns
Brokerage firms on the New York Stock Exchange returned to profitability in the second quarter, although they reported a sharp decline from the same period…
Shift from non-traditional mortgages cuts business volume
Association calls for multi-disciplinary approach to determine standards for the oversight of financial planning
Testani to lead expansion efforts in Quebec
Credit Suisse has announced a strategic alliance with Gerson Lehrman Group, a technology services firm, designed to boost its research capabilities.The firm said that the…
Wall Street investment bank plans asset sales
Sarbit will continue to provide advice to SAM’s U.S. equity funds
The Toronto-Dominion Bank announced today that TD Capital Trust III and TD Bank Financial Group have entered into an agreement with a syndicate of underwriters…
Crisis not over yet, warns TD’s Clark
Manulife Financial’s Canadian Individual Wealth Management Operations, which serves Manulife Investments and Manulife Securities International businesses, has been recognized for outstanding achievements in quality.The National…
Highest marks for support go to RBC Capital Markets
Sentry Select, C.A. Bancorp acquire Waterfall Investments
Jovian Capital Corp. announced today that, further to the escrow closing announced on August 12, the acquisition of an additional 15% interest in BetaPro Management…
Potential conflicts of interest one area of concern
Vancouver plays host Women in Wealth Management Symposium
Global passport gives Canadian firms to reach out to global investors
Yet another U.S. financial firm is replacing its CEO. Washington Mutual, Inc. The firm said today that current CEO Kerry Killinger is leaving to be…
Bank hikes quarterly dividend by 6%
Tools help advisors more effectively manage risk