Financial planning should be regulated as a profession, says List
Securities commissions could potentially fulfill that regulatory role
- By: Megan Harman
- October 20, 2011 October 20, 2011
- 07:25
Securities commissions could potentially fulfill that regulatory role
New contracts would launch after Canadian Wheat Board monopoly ends
Rather than rules, regulators could establish guidelines to promote clarity
World wealth to grow 50% in five years
Outlook on Canadian ratings changes to negative
IRS likely to show some leniency, ambassador says
Reactions to the recent bear market vary dramatically from one age group to another
Departing COO played a significant role in the development of the firm
Principles form part of a broader initiative by G20 leaders to strengthen trust and confidence in the financial sector
Kingsway takes a renewed minority ownership in the companies under LGIC Holdings LLC
Supreme Court is expected to rule on the case later this year
Beginning Nov. 1, CDS will no longer accept paper cheques for entitlement payments
Goldman Sachs dark pool will offer trading in all equity securities listed on the TSX denominated in Canadian dollars
Losses related to substantial declines in both equity markets and interest rate levels
Centrals to evaluate whether merger would better support larger credit unions
Firm recruits advisors from HSBC, Wellington West
FPSC hit the streets and talked to Canadians about money
Clients are very concerned about estate planning
Investors may increasingly seek out advisors that are required by law to put their clients’ interests first
OMERS, CPPIB to develop Toronto office tower
Menzies hopes to present PRPP legislation to the House of Commons before the end of the year
IIROC appoints Craig Heyman to OBSI board
Their contributions have made an important impact in helping to build this profession and advance financial planning
Only half of parents have invested in an RESP
Global securities industry lobbyists warn financial transaction tax will harm economic growth