Geoffrey Ritchie, executive director, Exempt Market Dealers Association, discusses what advisors need to know about exempt market products, and how regulators are taking a closer…
AMF intends to issue final recognition order for CDS
David Gilkes, vice chairman of the Exempt Market Dealers Association and president of North Star Compliance & Regulatory Solutions Inc., says that the OSC needs…
More than 10,000 young people have benefitted from Power Up! Academic Enhancement Program
Jerry del Missier was appointed only last month
Merger consolidates regulatory compliance
New hires in Winnipeg, Montreal and Toronto
AIC, CI will have another chance to appeal
U.S. banking regulators said Friday that they will publish the so-called “living wills” proposed by the largest U.S. banks next week. The U.S. Federal Deposit…
New rules restricting investments in registered accounts by large shareholders to be revised
More Canadians are switching to electronic filing
Smart Advisor helps advisors create, distribute and track regulatory and non-regulatory communications
CLHIA urges provinces to move quickly to introduce legislation
Five new members elected to board of directors
Fernand Bélisle to replace Dr. Peggy-Anne Brown
Cambodian market important to Manulife Asia
Planners invited to submit their best event ideas to bring to their communities
EMDA calls on regulator to actively publicize new policy
U.S. taxpayers, including one million living in Canada, will have to file tax returns with the IRS for the last three years
One-in-five Canadians admit they don’t think they have enough insurance
The lack of harmonized rules across the country is a major source of frustration
New hire Steven Latimer to focus on mining sector
UK consumer advocacy group calls for financial “food guide”
Court says class actions against CIBC and Scotiabank should be handled the same way