Selling your book? Work with an expert
The complexities of a sale make it critical for advisors to work with accountants and lawyers
- By: Fiona Collie
- September 30, 2014 October 21, 2019
- 10:15
Latest news in Industry News
IE 25th Anniversary Video
Investment Executive celebrates its 25th anniversary this year. In recognition of that milestone, we have created a video featuring the front pages from each issue,…
- By: Paula Virany
- September 30, 2014 October 21, 2019
- 08:21
Succession planning: Stuck in the ‘Terrible Toos’
Only 40% of advisors have given the idea of succession some kind of thought
- By: Fiona Collie
- September 30, 2014 October 21, 2019
- 07:00
Janus’ credit quality unchanged after Gross hiring: Moody’s
Regulatory uncertainty hanging over the defection
- By: James Langton
- September 29, 2014 September 29, 2014
- 14:50
Get snowbirds counting the days
Remind clients on how to avoid becoming a U.S. resident for income tax purposes
- By: Fiona Collie
- September 29, 2014 October 21, 2019
- 11:45
Canadian banks challenged by evolving operations and risks, says EY
Report identifies four key areas for banks to consider
- By: IE Staff
- September 29, 2014 September 29, 2014
- 09:00
PIMCO names successor to Gross
Daniel Ivascyn elected chief investment officer
- By: James Langton
- September 29, 2014 September 29, 2014
- 08:10
Brand building no longer an option for advisors
Regulatory changes make it imperative to communicate your value
- By: Fiona Collie
- September 29, 2014 October 21, 2019
- 07:40
BMO Capital Markets raises $1.6M for education
Trading commissions donated to charities that work to improve access to education
- By: James Langton
- September 26, 2014 September 26, 2014
- 16:10
New RI website focused on retail investors
Ethiquette intended to educate investors about responsible investment and to empower them to take action
- By: IE Staff
- September 26, 2014 September 26, 2014
- 14:35
Investor found partly responsible for losses
The B.C. court rules investor was “contributorily negligent”
- By: James Langton
- September 26, 2014 September 26, 2014
- 12:30
PIMCO founder joining Janus Capital
Bill Gross to lead firm’s efforts to focus on fixed income markets
- By: James Langton
- September 26, 2014 September 26, 2014
- 09:50
CLHIA members adopt new code on genetic testing
The code emphasizes that insurers will not require an applicant to undergo a genetic test
- By: Megan Harman
- September 25, 2014 September 25, 2014
- 15:30
Succession planning can bring in business
Starting the succession planning conversation is a great opportunity for advisors to get to know the next generation
- By: Fiona Collie
- September 25, 2014 September 25, 2014
- 07:20
IE 25th Anniversary Celebration
Friends gather to help us mark the occasion
- By: IE Staff
- September 24, 2014 October 21, 2019
- 17:00
AGF posts higher Q3 profit
Revenues down slightly
- By: The Canadian Press
- September 24, 2014 September 24, 2014
- 11:20
Former regulator joins FAIR Canada board
Investor advocacy group seta reform of the client-advisor relationship one of its top priorities
- By: James Langton
- September 24, 2014 September 24, 2014
- 11:00
Boutique firms still struggling
Investment industry performance improves, but the outlook for smaller firms remains uncertain
- By: James Langton
- September 24, 2014 September 24, 2014
- 09:20
ICE eyes Alberta approval for trade repository
New Canadian trade reporting requirements are scheduled to take effect on Oct. 31
- By: James Langton
- September 24, 2014 September 24, 2014
- 09:00
Mobile gets the job done
Businesses and employees relying more on mobile technology for work: survey
- By: The Canadian Press
- September 24, 2014 September 24, 2014
- 08:35
U.S. proxy voting system too complex: report
STA report calls for reforms to make voting more accurate and transparent
- By: James Langton
- September 23, 2014 September 23, 2014
- 12:45
A.M. Best reconfirms SSQ credit ratings
Outlook stable
- By: IE Staff
- September 23, 2014 September 23, 2014
- 09:45
UK group calls for whistleblower support fund
New campaign calls on the financial industry to adopt policies that facilitate speaking up
- By: James Langton
- September 23, 2014 September 23, 2014
- 09:30
Satisfaction with discount brokers grows
Highly satisfied investors frequently use tools and seminars offered by the firms
- By: Fiona Collie
- September 22, 2014 September 22, 2014
- 13:45
CIBC becomes a registered observer of Green Bond Principles
CIBC World Markets Inc. said Monday it has become a registered observer of the Green Bond Principles (GBP), a set of voluntary guidelines designed to…
- By: IE Staff
- September 22, 2014 September 22, 2014
- 12:30