CBOE may shift regulatory duties to FINRA
Hand off could further strengthen investor protection
- By: James Langton
- September 12, 2014 September 12, 2014
- 08:30
Latest news in Industry News
Cantor Fitzgerald raises US$12 million for charity
Annual charity day turns tragic anniversary into something positive
- By: James Langton
- September 12, 2014 September 12, 2014
- 07:30
CME seeks recognition as trade repository in Quebec
Three firms seeking to fill trade reporting role
- By: James Langton
- September 11, 2014 September 11, 2014
- 15:30
BMO Harris named best private bank in Canada
Top honour awarded to BMO Harris Private Banking for the fourth year in a row
- By: IE Staff
- September 11, 2014 September 11, 2014
- 11:40
Consider changes to RRSPs, before provincial pension plan, says C.D. Howe
Ottawa should consider changing annual RRSP contribution limits to “lifetime contribution limits”
- By: Linda Nguyen
- September 11, 2014 September 11, 2014
- 06:20
Pier 21 expands with Parade Street Investments
First partnership with Taube Hodson Stonex
- By: IE Staff
- September 10, 2014 September 10, 2014
- 11:00
RJO Canada joins Montreal Exchange
Firm expects to open branch in Montreal next year
- By: IE Staff
- September 10, 2014 September 10, 2014
- 10:15
ICE takes majority stake in Holland Clearing House
HCH is a derivatives clearing house based in Amsterdam
- By: James Langton
- September 10, 2014 September 10, 2014
- 09:40
Canadians charged with securities fraud in U.S. court
Six executives, including Canadians, face charges for operating a securities fraud and money-laundering scheme
- By: James Langton
- September 9, 2014 September 9, 2014
- 15:45
FPSC announces President’s List
Candidates received highest marks in June 2014 sitting of the FPE2
- By: IE Staff
- September 9, 2014 September 9, 2014
- 15:10
Martoma sentenced to nine years
Former SAC Capital portfolio manager sent to prison for illegal insider trading
- By: James Langton
- September 9, 2014 September 9, 2014
- 12:20
Canada and UK tax authorities to collaborate
Two countries plan to work together to improve tax compliance and combat offshore tax evasion
- By: James Langton
- September 9, 2014 September 9, 2014
- 08:10
CIBC Mellon named Arrow Capital’s asset servicing provider
CIBC Mellon will deliver custody, accounting and information-delivery services for Arrow Capital
- By: IE Staff
- September 8, 2014 September 8, 2014
- 14:55
U.S. students benefit from financial literacy: report
Research finds that mandatory financial education led to higher credit scores in three states
- By: James Langton
- September 8, 2014 September 8, 2014
- 14:40
High-yield bond covenants continue to deteriorate: Moody’s
Report finds covenants declined this past year across all high-yield risk categories
- By: James Langton
- September 8, 2014 September 8, 2014
- 09:25
Advisors, analysts split on Manulife deal
The acquisition of Standard Life’s Canadian operations is good for the company, but is it positive for advisors?
- By: Megan Harman
- September 5, 2014 October 21, 2019
- 10:00
Scotiabank realigns wealth mgmt., insurance operations
Chris Hodgson stepping down
- By: James Langton
- September 5, 2014 September 5, 2014
- 09:40
ICE to buy SuperDerivatives
US$350 million deal will accelerate the expansion of ICE’s comprehensive multi-asset class clearing strategy
- By: James Langton
- September 5, 2014 September 5, 2014
- 09:20
Moody’s affirms Manulife rating, outlook stable
Standard Life deal will boost wealth management
- By: James Langton
- September 4, 2014 October 21, 2019
- 16:00
IFIC welcomes Questrade, Northern Trust
Firms join IFIC as member and affiliate
- By: IE Staff
- September 4, 2014 September 4, 2014
- 15:30
Dentist fined, sentenced for tax evasion
The $175,586 fine represents the amount of federal taxes he was found to have evaded through various schemes
- By: IE Staff
- September 4, 2014 September 4, 2014
- 14:35
Manulife to acquire Canadian operations of Standard Life
$4 billion deal deepens insurer’s Quebec presence and expands investment capabilities globally
- By: IE Staff
- September 3, 2014 October 21, 2019
- 16:35
Banks to provide customers with more information: Oliver
Greater transparency intended to promote financial literacy
- By: Fiona Collie
- September 3, 2014 September 3, 2014
- 15:00
Great-West Life acquires PDAssure
New acquisition offers health insurance plans for retirees in Canada
- By: Megan Harman
- September 3, 2014 September 3, 2014
- 11:05