Report calls for exempt market data repository
Regulators risk creating policies based on anecdotal, incomplete information, report warns
- By: Tessie Sanci
- March 13, 2015 March 13, 2015
- 11:30
Latest news in Industry News
DFS reports lower 2014 net income yet higher insurance sales
The firm's acquisition of State Farm Canada's life and health insurance operations has also closed
- By: Tessie Sanci
- March 12, 2015 March 12, 2015
- 10:35
Monthly service fee tops most-hated list for bank customers
Millennials, big bank customers more likely to feel scammed by fees, U.S. study finds
- By: IE Staff
- March 11, 2015 March 11, 2015
- 13:10
RBC reports CEO compensation
Dave McKay and Gordon Nixon shared $16.7 million in direct compensation last year
- By: The Canadian Press
- March 10, 2015 March 10, 2015
- 12:30
Financial SMEs honoured
Excel Funds and Rogers Insurance make list of best small and medium employers
- By: Tessie Sanci
- March 10, 2015 March 10, 2015
- 09:00
Grow your business with younger clients
New research finds three reasons for increasing the proportion of younger clients in advisors’ books
- By: Tessie Sanci
- March 9, 2015 March 9, 2015
- 16:00
Feds propose new retirement benefit for disabled veterans
Wounded troops would receive a monthly income support payment, beginning at age 65
- By: Murray Brewster
- March 9, 2015 March 9, 2015
- 11:50
PlanPlus adds tax-optimized withdrawal features for retirees
Software release based on latest research
- By: IE Staff
- March 9, 2015 March 9, 2015
- 09:30
Ontario court rules that client must repay brokerage firm
Questrade is entitled to recover the $88,000 it spent on trades to cover a client’s naked short positions
- By: James Langton
- March 6, 2015 March 6, 2015
- 16:55
GMP Capital suffers losses in Q4 2014
However, the culprit of the loss, investment-banking revenue, was also responsible for full year gains in revenue and net income in 2014
- By: James Langton
- March 6, 2015 March 6, 2015
- 12:25
U.S. securities trade association criticizes FSB and IOSCO
Group takes issue with regulators’ methodology to identify systemically important financial firms
- By: James Langton
- March 5, 2015 March 5, 2015
- 17:10
U.S. sustainable investment group calls for carbon tax
Advocates looking for sales tax on fossil fuels produced or distributed in state of New York
- By: James Langton
- March 5, 2015 March 5, 2015
- 16:20
BCSC must turn over certain documents
An OIPC decision concluded that only 23 of the 567 disputed records qualified for litigation privilege
- By: James Langton
- March 5, 2015 March 5, 2015
- 15:35
New system designed to help MFDA members sell ETFs
Industry-wide transaction solution being tested by National Bank Correspondent Network
- By: Susan Yellin
- March 5, 2015 March 5, 2015
- 13:25
FundSERV makes upgrades for regulatory changes
Firm prepares to support CRM2 and FATCA requirements
- By: James Langton
- March 5, 2015 March 5, 2015
- 12:40
Canadian “gender gap” in investment attitude: poll
Survey indicates women are less engaged than men when thinking about their finances
- By: James Langton
- March 5, 2015 March 5, 2015
- 11:35
U.K. authorities investigating Bank of England liquidity auctions
The case follows the central bank's own inquiry into its 2007 and 2008 auctions
- By: James Langton
- March 5, 2015 March 5, 2015
- 09:20
NYSE reports U.S. brokerage profits
Firms see revenue improvement between the third and fourth quarters
- By: James Langton
- March 5, 2015 March 5, 2015
- 08:25
Raymond James Financial buys Canadian asset manager
Cougar Global Investments to become wholly-owned subsidiary of RJF
- By: James Langton
- March 4, 2015 March 4, 2015
- 17:15
U.S. “maker-taker” system under scrutiny
Congressman proposes law aimed at banning trading-fee rebates
- By: James Langton
- March 4, 2015 March 4, 2015
- 15:00
Fewer Canadians made RRSP contributions: poll
Canadians cite not having enough money as the top reason for not contributing
- By: Tessie Sanci
- March 4, 2015 March 4, 2015
- 14:20
Reforms needed to boost mining investment: Russell
IIAC CEO says return of income trusts and other changes needed to bolster mining industry
- By: James Langton
- March 4, 2015 March 4, 2015
- 13:50
Financial Horizons acquires R.G. Packman
Transaction adds more than 1,000 insurance agents to Financial Horizons’ national network
- By: Megan Harman
- March 4, 2015 March 4, 2015
- 13:45
CWB sells Valiant Trust assets
Computershare Ltd. would receive stock transfer, corporate plan and employee plan service businesses
- By: James Langton
- March 4, 2015 March 4, 2015
- 09:25
Ontario reviews FSCO and DICO mandates
Government says it will consider any necessary legislative changes based on review's results
- By: James Langton
- March 3, 2015 March 3, 2015
- 17:10