TD Bank shakes up senior management ranks
Riaz Ahmed succeeds Colleen Johnston as chief financial officer
- By: Alexandra Posadzki
- November 10, 2015 November 10, 2015
- 13:10
Latest news in Industry News
DAC 2015: Plan to be cyber resilient
IIAC chief Ian Russell outlines the critical elements of an effective cyber security program
- By: Tracy LeMay
- November 10, 2015 November 9, 2019
- 07:30
New financial services ombudsman wants greater enforcement powers
However, such changes would come at a cost
- By: Alexandra Posadzki
- November 10, 2015 November 10, 2015
- 07:15
Canadian households vulnerable to economic shocks: report
Households in British Columbia, Ontario, and Alberta, are ranked as the most vulnerable
- By: James Langton
- November 9, 2015 November 9, 2015
- 18:30
CIBC aims to boost client service with launch of Imperial Service Direct
The new platform allows clients to access an advisor by telephone or email seven days a week between 7 am and 10 pm
- By: Fiona Collie
- November 6, 2015 November 6, 2015
- 16:50
FIA trio merges into single organization
The newly merged organization will represent the global and regional needs of the futures, options, and cleared swaps industries
- By: James Langton
- November 6, 2015 November 6, 2015
- 12:30
Alberta review of government agencies underway
The review of agencies, boards and commissions, including the Alberta Securities Commission, is focused on improving services
- By: James Langton
- November 6, 2015 November 6, 2015
- 10:15
Scottish man faces U.S. charges in alleged Twitter stock manipulation fraud
False Tweets sent the stock prices of two companies plunging
- By: The Associated Press
- November 6, 2015 November 6, 2015
- 09:40
WCM awards three execs for working toward gender diversity
Kirsten Kennedy of BMO and Mark Wiseman of the CPPIB were given a leadership award while Rachel Meggitt of RBC was given the rising star…
- By: Tessie Sanci
- November 5, 2015 November 5, 2015
- 17:10
Canadian banks vulnerable to fintech competition
Canadian financial institutions have not been as effective as their foreign competitors in developing strong partnerships with startups
- By: James Langton
- November 5, 2015 November 5, 2015
- 14:55
Home Capital probe into alleged fraud by mortgage brokers widens
The total value of outstanding loans generated by the suspended brokers was $1.72 billion as of Sept. 30.
- By: Alexandra Posadzki
- November 5, 2015 November 5, 2015
- 14:45
Life insurers react to new plans for the CPP
CLHIA letter urges emphasis on private retirement savings
- By: James Langton
- November 5, 2015 November 5, 2015
- 12:50
TD tops social-media study
Bank’s responsiveness helped drive customer engagement
- By: Tessie Sanci
- November 5, 2015 November 5, 2015
- 11:50
New app to reduce compliance risk
Hearsay Messages will allow advisors to access work and private phone numbers on one device
- By: Tessie Sanci
- November 5, 2015 November 5, 2015
- 07:30
New insurance regulations may be necessary to deal with conflicts of interest
FSCO examinations have found that 10% of insurance agents were not disclosing actual or potential conflicts of interest to their clients in writing, as they’re…
- By: Megan Harman
- November 4, 2015 November 9, 2019
- 17:15
BoC launches fixed-income forum
CFIF aims to enhance the efficiency and resilience of the Canadian fixed-income market
- By: James Langton
- November 4, 2015 November 4, 2015
- 17:05
Millennials, mass market drive U.S. digital advice growth
The expected rise of robo-advisors doesn’t spell the end of human interaction
- By: James Langton
- November 4, 2015 November 4, 2015
- 16:05
Tie bank execs’ pay to diversity: U.K. review
Recommendations aimed at increasing the number of women in senior roles at U.K. financial firms
- By: James Langton
- November 4, 2015 November 4, 2015
- 15:00
New OM in Ontario will present big opportunities
Advisors interested in the exempt-market space should educate themselves properly and pursue the appropriate licenses and qualifications, experts say
- By: Megan Harman
- November 3, 2015 November 9, 2019
- 17:40
Cerberus criticizes CIBC statement
Legal dispute has its roots in the financial crisis
- By: James Langton
- November 3, 2015 November 3, 2015
- 16:30
Top taxfilers’ income grows at the same rate as all taxfilers
The 1% of taxfilers accounted for 10.3% of Canada’s total income in 2013
- By: James Langton
- November 3, 2015 November 3, 2015
- 15:30
John Hancock adds to broker dealer network in deal with Transamerica
1,100 advisers from Transamerica working at roughly 50 firms across the United States will become affiliated with Signator Investors
- By: The Canadian Press
- November 3, 2015 November 3, 2015
- 15:15
Ontario making progress on key regulatory initiatives, finance minster says
The provincial government is reviewing FSCO’s and DICO’s mandates as well as the regulatory framework for financial planning
- By: Megan Harman
- November 3, 2015 November 9, 2019
- 13:40
CitiFinancial partners with JA to advance financial literacy
Lender will offer its employees the opportunity to act as coaches in schools
- By: Tessie Sanci
- November 2, 2015 November 2, 2015
- 15:50
CME to provide market data to FinTech Sandbox
Startups gain free access to historical futures and options data
- By: James Langton
- November 2, 2015 November 2, 2015
- 12:05