Moves in the Canadian Fundamental Equity Team and U.S. Core Value Equity Team as a result of the imminent departure of two senior portfolio managers
The new CE course is designed to teach advisors about disclosure requirements and obligations
$300,000 payable over the next three years
The company, which provides a mobile-based investment platform, will present its services to senior executives representing some major global banks
New IIAC survey finds that investment dealer CEOs expect an increase in operating revenue, stemming mostly from the retail side of the business
John Bowey appointed board chairman; David Wilson to chair special committee on demutualization
$500,000 donation will help build the financial health of 1 million vulnerable Canadians
Group forged IRS forms to falsely claim US$10 million
Women accounted for about 16% of board seats in the companies that made up the S&P 1500 in 2014
Pension fund to take 47.5% stake in University House Communities Group
Recent reforms have not created a shortage in the supply of professional financial advice, investor group says
The season of warmth, joy and good cheer is here
But there are concerns about transition to the new regulator and the possible creation of fiduciary standard for advisors
Energy research group will operate under the new name RS Energy Group
Client information used for personal advantage
Service allows clients to open a digital conversation with customer service agents
The Montreal-based firm is divesting its 35% stake in Axium Infrastructure
Study examines investors’ loyalty between the advisor they work with and the company that advisor works for
The crowding-out of private saving by pensions is much smaller for workers with weaker histories of saving in retirement accounts
The move comes after the bank was unable to secure majority control of the American investment management firm
New system needs more work to mesh with firms’ internal systems
With a refreshed logo and website, RBC joins Scotiabank and BMO in integrating the wealth-management divisions into the main business more cohesively
The first class of the Financial Leaders Fellowship program will begin in October 2016 and consist of 20 to 22 successful leaders
Parents are planning to retire later than planned, saving less for retirement, spending their savings or taking on debt to help their kids