The deals between the three Vancouver-based independent dealers will see PI expand its roster of advisors to more than 200 and its client totals to…
Management aims to position the firm for growth
Monique Leroux's replacement will begin his four-year term on April 9
The firm is undergoing a private arbitration process to resolve the multi-million dollar dispute over retirement benefits
Jeffrey Cho admitted he stole confidential financial documents for the bank
The DOL rule’s impact will likely vary based on a firm’s size and the sales channel it occupies
Eight team of college students participated in the eastern challenge while a team from Northern Alberta Institute of Technology won first place in the western…
Exchange appoints Anthony Albanese as chief regulatory officer
The firms will no longer host volume-based incentive conferences to ensure advisors can operate without any perceived conflicts of interest
Franklin Templeton survey finds that pre-retirees who work with financial advisors are more likely to make retirement planning a priority
However, Canada’s securities dealers are firmly in favour of IIROC proposal to allow them to hire mutual fund-only reps
The firm had entered the retail securities distribution channel in 2012 when it acquired Halifax-based Citadel Securities
U.S. insurer Genworth has agreed to make the payment to avoid the cost and risk of continuing the battle in court
A majority of advisors who took the FPSC’s Level 1 examination in financial planning and CFP examination from November are on to the next step…
The trader left Hampton Securities after accumulating $500,000 in losses
Gender diversity on corporate boards is slowly improving
The deal comes in the midst of ongoing merger talks between Deutsche Boerse and the London Stock Exchange
The appeal court has ruled against a lower court decision because there is nothing in the will that offends public policy or violates the law
Newer CEOs received the biggest raises
Aviva Health and GloHealth will be combined into one company
Large global financial services institutions are changing their attitude toward fintech to access new markets and strengthen their customers’ experience
The dispute-resolution service reports that banking complaints rose by 21% over the past year while investment complaints dropped by 14%
Pension fund income plunged during the Q3 2015
Getting the best talent should be a priority for every business leader
Directors can play an important role in engaging their companies’ significant investors