The former founder of Wellington West and Todd Degelman will be opening the firm later this year and maintain a partnership with their previous dealer
The All Group team, whose practice is focused primarily on institutional and retail wealth management, will join Hampton as it continues to grow its asset…
The SRO has laid out its priorities for 2017 in a notice published on Thursday
Firms can make the business more appealing to women by altering their compensation models for rookie advisors, Cerulli report finds
Some of these investors believe robo-advisors do a better job than an advisor in picking stocks to meet risk tolerance and selecting investments for retirement…
Sentinel Regency Group Benefits will provide group benefits insurance offerings to hundreds of independent advisors and their clients
Canada’s financial capital also has great potential to rise in the standings because it’s home to many incubators, accelerators and educational institutions
But PMAC stands behind the CSA’s concerns with these compensation arrangements and says regulators are “taking a bold step forward”
Accenture survey finds “most Canadian companies do not have effective technology in place to monitor for cyberattacks”
These advisors are also not concerned about regulatory changes, such as the new conflict of interest rule, and rising competition from robo-advisors
ATB Prosper is targeted to investors in Alberta who are looking to open an investment account to save for retirement or shorter-term goals
The robo-advisor provides clients with financial planning and access to a dedicated advisor and has expanded its offerings to include private investment portfolios
“Wealthsimple Black” will provide clients with $100,000 or more invested in the service with a lower management fee and access to tax-efficient funds and tax-loss…
Insured damage for 2016 topped $4.9 billion
Dennis Tew and Matthew Williams are the new heads of national sales and institutional and client service, respectively
Cutting operating costs and adapting technology to compete effectively and compensate for lack of scale are also key traits of successful firms, says Ian Russell…
In part three of a three-part series, “Women in Capital Markets 2016: Extraordinary Leaders,” Dan Richards, CEO, Client Insights, discusses career advice and a unique…
The change in structure will allow the firm to broaden its ability to provide financial services to Canada’s credit union system
The association notes that the CSA’s and the self-regulatory organizations’ rules already address compensation-related conflicts of interest
Both firms will acquire an additional 3.9% equity interest each in the Chinese asset manager for $179 million, increasing both companies’ stakes in the firm
Deal will help meet growing demand of asset management community for ESG data and insights
Last year saw the fewest and lowest value of new issues in almost two decades
The firm is acquiring a stake in China AMC, which had $215 billion in AUM and an annual compound growth rate of 40% in the…
Purchase advances firm’s U.S. growth strategy
The transaction gives the asset management firm access to money managers from around the globe