At some banks, advisors resemble their brokerage or dealer counterparts; at others, they appear to be positioned much closer to traditional frontline retail bankers
The company has hired Tata Consultancy Services to implement a new single, integrated technology platform to replace the legacy systems
A new report from the global body urges regulators to keep a close eye on 10 issues, ranging from cyber crime to regulatory governance
The U.S. firm, which provided software for insurance advisors to monitor their clients’ in-force life insurance policies and identify sales, closed down last week
The U.S. provides a promising avenue for Canadian banks looking to expand
Dan Busi takes over as chairman, Brett Millard as vice chairman and Dave Wild, Ron Harvey and Martin Dupras join the board as directors
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of this year’s Report Card on Banks, which show that…
Qualifying fintech firms in Ontario will have access to FinTech Sandbox’s various services at no cost
Failure to keep a potential beneficiary informed overrides a limitation period, B.C. court rules
Internal Canaccord study found that 70% of the 20 advisors who had the most growth in AUA in the past year were active daily on…
The deal between the alternative mortgage lender and Warren Buffet's company is expected to close on June 29
The CDPSF will train the organization’s fund reps in its caisse network in Quebec and Ontario as of July 4
The robo-advisor says an invitation-only trial version of its service will be tested this summer in the U.K.
The job cuts were made in bank’s head office locations in the Toronto area as RBC looks to invest in digital, high-growth sectors
This demographic is also more likely to buy a stock based on a friend’s recommendation
The announcement comes after the company agreed last week to settle both an OSC case and a class-action lawsuit filed by investors.
Rising interest rates threaten to make it harder for Canadians to pay down their debt
Jon Haountalas replaces Steve Geist as CIBC undergoes a transformation centred on digital innovation and client-focused delivery services
Nominees must be full-time employees of an IIAC member firm and must not be a previous recipient to qualify
The investment industry generated $76 billion in economic activity in 2016 and is responsible for providing direct employment for 40,130 workers
The competition saw student teams evaluate the ethical dilemmas in a case study indicative of issues investment management practitioners face
Paul Bourque advocated in a speech that investors should be given a choice in terms of how fees are paid
The Trusted Advisors feature will improve the sharing and fiduciary tracking of important documents among BlueRock clients and advisors
It’s critical for seniors to understand how to protect themselves from financial abuse given that the majority of cases will involve people who are close…
Although there have been significant changes to the Report Card, advisors’ ratings, overall, have remained fairly stable since 2008