Latest news in From the Regulators

U.S. exec sentenced in Calgary firm’s accounting fraud article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

U.S. exec sentenced in Calgary firm’s accounting fraud

ESG funds outperformed in 2020: ESMA article image plant with coins

ESG funds outperformed in 2020: ESMA

Emerging market banks face biggest stagflation risk article image A global network of investment points

Emerging market banks face biggest stagflation risk

FSRA calls out life agents not following these two practices

Pandemic, meme stock episodes prompt short selling reforms article image stock market down

Pandemic, meme stock episodes prompt short selling reforms

Metals market faces scrutiny after nickel disorder

OSC alleges fraud at Bridging

Trading apps, finfluencers, crypto to face SEC scrutiny article image reddit icon

Trading apps, finfluencers, crypto to face SEC scrutiny

Financial firms shouldn’t pay ransoms, trade group says

Global climate reporting standards on the horizon article image climate change

Global climate reporting standards on the horizon

After a banner year, SPACs could face tougher rules article image Inauguration Day Washington DC

After a banner year, SPACs could face tougher rules

SEC reminds firms to prioritize retail investors’ interests

FCA sanctions asset manager over conflicts

Funds need to focus on liquidity risk: ESMA article image stock market bounce back

Funds need to focus on liquidity risk: ESMA

SEC’s climate proposals welcome, but face challenges article image Environmental technology concept. Sustainable development goals. SDGs.

SEC’s climate proposals welcome, but face challenges

Court green-lights Bridging Finance liquidation article image Business lawyer team. Working together of lawyer in the meeting.

Court green-lights Bridging Finance liquidation

Life agent compliance found wanting: FSRA

ASC scraps fund rep’s suspension article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

ASC scraps fund rep’s suspension

Grant Vingoe named OSC’s CEO article image Queen's park, Ontario

Grant Vingoe named OSC’s CEO

IIROC issues investor alert about crypto platform article image female advisor with laptop

IIROC issues investor alert about crypto platform

  • By: IE Staff
  • March 24, 2022 March 24, 2022
  • 15:16

Standards bodies agree to collaborate on sustainability disclosures

  • By: IE Staff
  • March 24, 2022 March 24, 2022
  • 10:33