Former OpenSea employee charged in first NFT insider trading case
DoJ alleged man traded on inside information about non-fungible tokens
- By: James Langton
- June 2, 2022 June 2, 2022
- 10:07
DoJ alleged man traded on inside information about non-fungible tokens
The penalty follows allegations that he deceived lenders with fake collateral
The SRO alleged the firm sought new issue allocations for its own account
A former manager claimed the asset management firm exaggerated the environmental credentials of certain funds
Guidance seeks more uniform approach to regulatory oversight
Sweeping compliance review finds issues with fund industry charging practices
HM Treasury proposes framework for handling a major crypto's collapse
The SRO detailed its policy priorities for the year
Allegations involved trading ahead of a planned acquisition by Amaya Gaming
Regulator launches new consultation on reforms to enhance public markets
Mystery shopping exercise finds consumers felt good despite banks’ poor sales practices
Tribunal rejects circumstantial case, concluding trades are suspicious but not clearly offside
The regulator plans to phase in mandatory TCFD disclosure requirements
Proposals to enhance disclosure to fund investors out for 60-day comment period
Economic, financial fallout from Russian invasion is driving increased risks
Firm deceived investors about trading halt, SEC alleges
Portfolio composition explains some but not all of ESG funds' advantages, ESMA finds
Tough U.K. stress test finds financial costs rise as climate action is delayed
Fund manager pays US$1.5 million to settle allegations involving ESG disclosure
The FCA is seeking changes to address liquidity concerns revealed in March 2020
Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions
Pursuit of global climate standards needs industry, policymaker participation
MFDA alleged over $300,000 was taken through early GIC redemptions, withdrawals
ESMA review finds clues to growing risk, says work needed to improve oversight
Fund managers hid risk of complex trading strategy that blew up in March 2020