Three in 10 investors were overconfident about their investment knowledge, but women and investors with advisors tended to be underconfident
Conflicts involving SPACs needed more transparency, regulator alleged
A report found the ban is effective in preventing retail investors from losing money
SRO sought to investigate after compliance review discovered pre-signed forms
Fund manager aimed to trigger US$20-million options payout, U.S. authorities allege
European regulators warn of further market corrections
Changes to director election rules, proxy process, expected to enhance boards, shareholder democracy
IOSCO report reviews investor, advisor education efforts in sustainable finance
Regulators warn investors against advice, investments pitched in virtual worlds
SRO aims to finalize competency standards by early 2024
KPMG appointed to oversee failed credit union's windup
Court cites mental, physical and emotional toll on victims
Program expenditures fell by $29 billion or 25% as Covid-19 measures wind down
The Court of Appeal for British Columbia found that the judge did not err in 2019 ruling
The expiration comes as the federal government works on modernizing the program
Agency warns firms to cease insurance coverage statements
FCA fines firm for failing to beef up trading surveillance
SRO provides guidance on short covering expectations
Regulator details its interim approach to capital, liquidity treatment for cryptoassets
Morningstar and As You Sow said the category could make ESG fund comparisons more difficult for investors
Court authorizes agency to collect information on possible tax evasion by crypto traders
PR firm employee allegedly tipped partner, who traded on news of a major cyber breach
Accused allegedly used breached accounts to pump microcap stocks
A temporary pandemic innovation is being made permanent
CSA demands pre-registration undertakings from firms to protect investors