Operator of fake robo advisor admits fraud
Scheme promised high returns from automated crypto, forex trading
- By: James Langton
- February 10, 2023 February 10, 2023
- 17:50
Latest news in From the Regulators
SEC shutters Kraken’s crypto staking service
Staking scheme required registration, regulators alleged
- By: James Langton
- February 9, 2023 February 9, 2023
- 17:09
Investors’ risks are high and rising, ESMA warns
Accumulating threats and weak liquidity may test systemic stability, U.K. regulators say
- By: James Langton
- February 9, 2023 February 9, 2023
- 15:36
CPP Investments earned 1.9% net return in Q3
The pension fund manager's return was negative for its first three quarters
- By: The Canadian Press
- February 9, 2023 February 9, 2023
- 15:01
BCSC to get beefier enforcement powers
New tools aim to improve investigative authority, collections
- By: James Langton
- February 9, 2023 February 9, 2023
- 14:30
Citigroup sanctioned in MX settlement
Firm failed to prevent unauthorized access to exchange's electronic trading system
- By: James Langton
- February 9, 2023 February 9, 2023
- 14:10
NASAA defends public markets, investors
State regulators oppose proposals to expand private markets, erode investor protections
- By: James Langton
- February 8, 2023 February 8, 2023
- 15:17
SEC reveals compliance review priorities
Conduct standards, crypto and cybersecurity feature in exam plans for 2023
- By: James Langton
- February 7, 2023 February 7, 2023
- 17:28
Crypto insider pleads guilty in tipping case
Ex-Coinbase employee admitted guilt in first crypto insider trading scheme
- By: James Langton
- February 7, 2023 February 7, 2023
- 15:53
Fed’s Powell: Strong hiring could force further rate hikes
Post-pandemic economy has "confounded all sorts of attempts to predict what it will do"
- By: Christopher Rugaber, The Associated Press
- February 7, 2023 February 7, 2023
- 15:13
Slowing growth a “good thing” when economy is overheated: Macklem
The BoC will be ready to raise rates further if inflation proves to be more stubborn than expected
- By: Nojoud Al Mallees, Canadian Press
- February 7, 2023 February 7, 2023
- 15:03
DeFi facing new regulatory reality: Moody’s
Regulators' actions show that code is not above the law
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:50
U.K. regulator warns crypto firms ahead of new regime
Firms touting crypto investments in the U.K. will have to comply with new rules
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:40
OSC allowed to use evidence collected in criminal case, panel finds
A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:32
BoC’s first summary of deliberations coming this week. Here’s what to expect
Wednesday's summary is expected to shed light on the governing council's most recent rate decision
- By: Nojoud Al Mallees, Canadian Press
- February 6, 2023 February 6, 2023
- 14:02
Feds’ new underused housing tax won’t just affect foreign owners
Clients may not know they’re obligated to file, and there is no cap on penalties for late filing if taxes are owed
- By: Rudy Mezzetta
- February 3, 2023 March 28, 2023
- 14:16
MX to raise regulatory fees
Rate increases are needed to match expanding responsibilities
- By: James Langton
- February 2, 2023 February 2, 2023
- 16:56
New SRO proposes payback for harmed investors
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
- By: James Langton
- February 1, 2023 February 1, 2023
- 16:14
Fed lifts rate by quarter-point and signals more hikes ahead
``It would be very premature to declare victory," Powell says
- By: Christopher Rugaber, The Associated Press
- February 1, 2023 February 1, 2023
- 15:01
Crypto class actions a new frontier for litigation
U.S. securities class action filings down in 2022, but crypto cases up, report says
- By: James Langton
- February 1, 2023 February 1, 2023
- 14:45
Tribunal dismisses Bridging CCO’s bid for expedited hearing
No simple way to separate allegations against the failed firm's former execs
- By: James Langton
- February 1, 2023 February 1, 2023
- 14:35
Crypto schemer gets five years in jail
Former promoter sentenced after pleading guilty to conspiracy charge
- By: James Langton
- January 31, 2023 January 31, 2023
- 16:36
IOSCO seeks tougher commodity derivative oversight
Regulators issue revised principles for regulation, supervision of commodity derivatives
- By: James Langton
- January 31, 2023 January 31, 2023
- 16:02
Tribunal allows witness to testify in U.S. case
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
- By: James Langton
- January 31, 2023 January 31, 2023
- 15:17
Victim can sue bank over fraudulent transfer, B.C. court rules
The bank may have had a duty to warn the customer about a scheme
- By: James Langton
- January 30, 2023 January 30, 2023
- 16:51