FSB calls for action on DeFi
Sector faces all the risks of traditional finance, amplified by its own inherent vulnerabilities
- By: James Langton
- February 16, 2023 February 16, 2023
- 16:07
Latest news in From the Regulators
Ex-trader admits fraud in Ponzi loan scheme
Lenders scammed out of millions with fake assets, financial statements
- By: James Langton
- February 16, 2023 February 16, 2023
- 15:53
Stablecoins need real regulation to pay off: C.D. Howe
Report recommends leveraging existing framework to enable crypto to deliver benefits as a payment mechanism
- By: James Langton
- February 16, 2023 February 16, 2023
- 15:17
MX seeks members for new advisory committee
New governance structure to be adopted in second quarter
- By: James Langton
- February 15, 2023 February 15, 2023
- 16:59
Crypto in the crosshairs of SEC custody proposals
Rule changes would extend advisers' obligations to all client assets
- By: James Langton
- February 15, 2023 February 15, 2023
- 14:40
U.S. trader of stolen stock picks gets jail time
The man, along with others, made millions front running recommendations from The Motley Fool
- By: James Langton
- February 15, 2023 February 15, 2023
- 14:24
SEC opts for early move to T+1
Regulator rejects industry's call for Labour Day 2024 transition
- By: James Langton
- February 15, 2023 February 17, 2023
- 12:09
Advocacy groups call on feds to fix banking ombud muddle
A pre-budget submission says government needs to follow through on its reform pledge
- By: James Langton
- February 14, 2023 February 14, 2023
- 12:21
Court upholds OSC appeal in collections case
Regulator given green light to challenge historic house transfer
- By: James Langton
- February 13, 2023 February 13, 2023
- 14:21
Operator of fake robo advisor admits fraud
Scheme promised high returns from automated crypto, forex trading
- By: James Langton
- February 10, 2023 February 10, 2023
- 17:50
SEC shutters Kraken’s crypto staking service
Staking scheme required registration, regulators alleged
- By: James Langton
- February 9, 2023 February 9, 2023
- 17:09
Investors’ risks are high and rising, ESMA warns
Accumulating threats and weak liquidity may test systemic stability, U.K. regulators say
- By: James Langton
- February 9, 2023 February 9, 2023
- 15:36
CPP Investments earned 1.9% net return in Q3
The pension fund manager's return was negative for its first three quarters
- By: The Canadian Press
- February 9, 2023 February 9, 2023
- 15:01
BCSC to get beefier enforcement powers
New tools aim to improve investigative authority, collections
- By: James Langton
- February 9, 2023 February 9, 2023
- 14:30
Citigroup sanctioned in MX settlement
Firm failed to prevent unauthorized access to exchange's electronic trading system
- By: James Langton
- February 9, 2023 February 9, 2023
- 14:10
NASAA defends public markets, investors
State regulators oppose proposals to expand private markets, erode investor protections
- By: James Langton
- February 8, 2023 February 8, 2023
- 15:17
SEC reveals compliance review priorities
Conduct standards, crypto and cybersecurity feature in exam plans for 2023
- By: James Langton
- February 7, 2023 February 7, 2023
- 17:28
Crypto insider pleads guilty in tipping case
Ex-Coinbase employee admitted guilt in first crypto insider trading scheme
- By: James Langton
- February 7, 2023 February 7, 2023
- 15:53
Fed’s Powell: Strong hiring could force further rate hikes
Post-pandemic economy has "confounded all sorts of attempts to predict what it will do"
- By: Christopher Rugaber, The Associated Press
- February 7, 2023 February 7, 2023
- 15:13
Slowing growth a “good thing” when economy is overheated: Macklem
The BoC will be ready to raise rates further if inflation proves to be more stubborn than expected
- By: Nojoud Al Mallees, Canadian Press
- February 7, 2023 February 7, 2023
- 15:03
DeFi facing new regulatory reality: Moody’s
Regulators' actions show that code is not above the law
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:50
U.K. regulator warns crypto firms ahead of new regime
Firms touting crypto investments in the U.K. will have to comply with new rules
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:40
OSC allowed to use evidence collected in criminal case, panel finds
A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:32
BoC’s first summary of deliberations coming this week. Here’s what to expect
Wednesday's summary is expected to shed light on the governing council's most recent rate decision
- By: Nojoud Al Mallees, Canadian Press
- February 6, 2023 February 6, 2023
- 14:02
Feds’ new underused housing tax won’t just affect foreign owners
Clients may not know they’re obligated to file, and there is no cap on penalties for late filing if taxes are owed
- By: Rudy Mezzetta
- February 3, 2023 March 28, 2023
- 14:16