Slowing growth a “good thing” when economy is overheated: Macklem
The BoC will be ready to raise rates further if inflation proves to be more stubborn than expected
- By: Nojoud Al Mallees, Canadian Press
- February 7, 2023 February 7, 2023
- 15:03
Latest news in From the Regulators
DeFi facing new regulatory reality: Moody’s
Regulators' actions show that code is not above the law
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:50
U.K. regulator warns crypto firms ahead of new regime
Firms touting crypto investments in the U.K. will have to comply with new rules
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:40
OSC allowed to use evidence collected in criminal case, panel finds
A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC
- By: James Langton
- February 6, 2023 February 6, 2023
- 14:32
BoC’s first summary of deliberations coming this week. Here’s what to expect
Wednesday's summary is expected to shed light on the governing council's most recent rate decision
- By: Nojoud Al Mallees, Canadian Press
- February 6, 2023 February 6, 2023
- 14:02
Feds’ new underused housing tax won’t just affect foreign owners
Clients may not know they’re obligated to file, and there is no cap on penalties for late filing if taxes are owed
- By: Rudy Mezzetta
- February 3, 2023 March 28, 2023
- 14:16
MX to raise regulatory fees
Rate increases are needed to match expanding responsibilities
- By: James Langton
- February 2, 2023 February 2, 2023
- 16:56
New SRO proposes payback for harmed investors
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
- By: James Langton
- February 1, 2023 February 1, 2023
- 16:14
Fed lifts rate by quarter-point and signals more hikes ahead
``It would be very premature to declare victory," Powell says
- By: Christopher Rugaber, The Associated Press
- February 1, 2023 February 1, 2023
- 15:01
Crypto class actions a new frontier for litigation
U.S. securities class action filings down in 2022, but crypto cases up, report says
- By: James Langton
- February 1, 2023 February 1, 2023
- 14:45
Tribunal dismisses Bridging CCO’s bid for expedited hearing
No simple way to separate allegations against the failed firm's former execs
- By: James Langton
- February 1, 2023 February 1, 2023
- 14:35
Crypto schemer gets five years in jail
Former promoter sentenced after pleading guilty to conspiracy charge
- By: James Langton
- January 31, 2023 January 31, 2023
- 16:36
IOSCO seeks tougher commodity derivative oversight
Regulators issue revised principles for regulation, supervision of commodity derivatives
- By: James Langton
- January 31, 2023 January 31, 2023
- 16:02
Tribunal allows witness to testify in U.S. case
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
- By: James Langton
- January 31, 2023 January 31, 2023
- 15:17
Victim can sue bank over fraudulent transfer, B.C. court rules
The bank may have had a duty to warn the customer about a scheme
- By: James Langton
- January 30, 2023 January 30, 2023
- 16:51
Banks’ derivatives activity surged in Q3: BIS
Volatility and uncertainty drove a rise in banks' cross-border claims
- By: James Langton
- January 30, 2023 January 30, 2023
- 15:27
Firms falling short of “best interest” standards: SEC
Regulator's reviews uncover shortcomings in brokers' Reg BI compliance
- By: James Langton
- January 30, 2023 January 30, 2023
- 15:22
Fed set to impose smaller hike, may hint of fewer increases
A downshift in rate increases is fueling enthusiasm on Wall Street that hikes will soon stop
- By: Christopher Rugaber, The Associated Press
- January 30, 2023 January 30, 2023
- 11:37
Court finds murdered man’s life policy was valid, again
Desjardins' appeal rejected as insurer failed to prove fraud on life application
- By: James Langton
- January 27, 2023 January 27, 2023
- 14:54
Insider trading scheme used contracts for difference, FCA alleges
U.K. regulator accuses analyst of tipping off traders
- By: James Langton
- January 26, 2023 January 26, 2023
- 15:35
CRA reminds taxpayers to include Covid benefits in income
T4A errors should be reported right away
- By: IE Staff
- January 26, 2023 January 26, 2023
- 15:04
SEC seeks “skin in the game” for securitizations
New asset-backed securities proposal would implement a key post-crisis reform
- By: James Langton
- January 25, 2023 January 25, 2023
- 16:20
Firms’ work on new consumer duty falling short: FCA
British regulator calls out industry ahead of July 31 deadline for new standards
- By: James Langton
- January 25, 2023 January 25, 2023
- 15:02
U.S. class action settlements surge in 2022
Strong investor recoveries expected to continue in the year ahead
- By: James Langton
- January 25, 2023 January 25, 2023
- 14:41
Investors in “uneasy relationship” with advisors, study shows
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
- By: James Langton
- January 24, 2023 January 24, 2023
- 17:23