Latest news in From the Regulators

Tribunal declines to pause case against Bridging execs

Bridging managed funds as one big pool, court filings allege article image papers on a desk

Bridging managed funds as one big pool, court filings allege

Whistleblower gets US$279 million for SEC tip article image Businessman Blowing Whistle Isolated on White Background

Whistleblower gets US$279 million for SEC tip

FSRA revises proposed fee rule article image Entrance to Financial Services Regulatory Authority of Ontario

FSRA revises proposed fee rule

Biodiversity may be next for ISSB

As LIBOR ends, regulators cut firms some slack article image changes ahead sign

As LIBOR ends, regulators cut firms some slack

SEC steps up disclosure demands on hedge, PE funds article image Air raid sirens

SEC steps up disclosure demands on hedge, PE funds

SEC boosts companies’ buyback disclosure demands article image Disclosure form

SEC boosts companies’ buyback disclosure demands

Institutions seek $35 million back from Bridging fund article image Judge looks at papers

Institutions seek $35 million back from Bridging fund

FCA relaxes rules to rejuvenate listings article image UK flag

FCA relaxes rules to rejuvenate listings

Cease-trade orders need expiry dates, tribunal rules

Brokerage sector bad boys flagged by FINRA

Life agents falling short, FSRA finds article image magnifying glass

Life agents falling short, FSRA finds

FDIC recommends overhauling U.S. insurance deposit system article image Modern office building close up in sunlight

FDIC recommends overhauling U.S. insurance deposit system

Fed is set to raise rates yet again. Then what?

SPAC fraudsman gets three years in jail

CFTC fraud case results in record penalty article image Entrance to the U.S. Commodity Futures Trading Commission (CFTC) on their headquarters building in Washington; CFTC is an agency of the US government.

CFTC fraud case results in record penalty

BCSC to start handing out tickets

Priority, distribution issues dog Bridging proceeding article image Hands reaching out for pie

Priority, distribution issues dog Bridging proceeding

Petition calls for tax deadline extension amid federal worker strike

CORRA takes the lead in derivatives

Regulators rethink just who is systemic article image Risk management alternate text for this image

Regulators rethink just who is systemic

Accelerating work on sustainability standards article image global ESG

Accelerating work on sustainability standards

CIRO it is: SRO members approve new name

OSFI enhances outsourcing oversight expectations article image financial risk

OSFI enhances outsourcing oversight expectations