Asset management rules up for debate in U.K.
FCA launches consultation on possible changes
- By: James Langton
- February 21, 2023 February 21, 2023
- 13:43
Latest news in From the Regulators
SEC alleges spectacular stablecoin collapse was fraud
The Terra, LUNA crypto ecosystem was built on deception, regulators allege
- By: James Langton
- February 17, 2023 February 17, 2023
- 14:31
SEC demands the truth from crypto shills
Regulator sanctions Paul "The Truth" Pierce for touting tokens on Twitter
- By: James Langton
- February 17, 2023 February 17, 2023
- 14:05
Liberal tax promise tracker, pre-budget update
Here's the status of tax promises and proposals that matter to your clients
- By: Melissa Shin
- February 17, 2023 February 23, 2023
- 12:34
ISSB finalizes global climate reporting standards
Final requirements to be released by end of Q2, take effect in 2024
- By: James Langton
- February 17, 2023 February 17, 2023
- 12:19
Fund firms “negligent” in market-timing case: court
Companies breached duty of care to investors but not fiduciary duties, decision says
- By: James Langton
- February 16, 2023 February 16, 2023
- 16:49
FSB calls for action on DeFi
Sector faces all the risks of traditional finance, amplified by its own inherent vulnerabilities
- By: James Langton
- February 16, 2023 February 16, 2023
- 16:07
Ex-trader admits fraud in Ponzi loan scheme
Lenders scammed out of millions with fake assets, financial statements
- By: James Langton
- February 16, 2023 February 16, 2023
- 15:53
Stablecoins need real regulation to pay off: C.D. Howe
Report recommends leveraging existing framework to enable crypto to deliver benefits as a payment mechanism
- By: James Langton
- February 16, 2023 February 16, 2023
- 15:17
MX seeks members for new advisory committee
New governance structure to be adopted in second quarter
- By: James Langton
- February 15, 2023 February 15, 2023
- 16:59
Crypto in the crosshairs of SEC custody proposals
Rule changes would extend advisers' obligations to all client assets
- By: James Langton
- February 15, 2023 February 15, 2023
- 14:40
U.S. trader of stolen stock picks gets jail time
The man, along with others, made millions front running recommendations from The Motley Fool
- By: James Langton
- February 15, 2023 February 15, 2023
- 14:24
SEC opts for early move to T+1
Regulator rejects industry's call for Labour Day 2024 transition
- By: James Langton
- February 15, 2023 February 17, 2023
- 12:09
Advocacy groups call on feds to fix banking ombud muddle
A pre-budget submission says government needs to follow through on its reform pledge
- By: James Langton
- February 14, 2023 February 14, 2023
- 12:21
Court upholds OSC appeal in collections case
Regulator given green light to challenge historic house transfer
- By: James Langton
- February 13, 2023 February 13, 2023
- 14:21
Operator of fake robo advisor admits fraud
Scheme promised high returns from automated crypto, forex trading
- By: James Langton
- February 10, 2023 February 10, 2023
- 17:50
SEC shutters Kraken’s crypto staking service
Staking scheme required registration, regulators alleged
- By: James Langton
- February 9, 2023 February 9, 2023
- 17:09
Investors’ risks are high and rising, ESMA warns
Accumulating threats and weak liquidity may test systemic stability, U.K. regulators say
- By: James Langton
- February 9, 2023 February 9, 2023
- 15:36
CPP Investments earned 1.9% net return in Q3
The pension fund manager's return was negative for its first three quarters
- By: The Canadian Press
- February 9, 2023 February 9, 2023
- 15:01
BCSC to get beefier enforcement powers
New tools aim to improve investigative authority, collections
- By: James Langton
- February 9, 2023 February 9, 2023
- 14:30
Citigroup sanctioned in MX settlement
Firm failed to prevent unauthorized access to exchange's electronic trading system
- By: James Langton
- February 9, 2023 February 9, 2023
- 14:10
NASAA defends public markets, investors
State regulators oppose proposals to expand private markets, erode investor protections
- By: James Langton
- February 8, 2023 February 8, 2023
- 15:17
SEC reveals compliance review priorities
Conduct standards, crypto and cybersecurity feature in exam plans for 2023
- By: James Langton
- February 7, 2023 February 7, 2023
- 17:28
Crypto insider pleads guilty in tipping case
Ex-Coinbase employee admitted guilt in first crypto insider trading scheme
- By: James Langton
- February 7, 2023 February 7, 2023
- 15:53
Fed’s Powell: Strong hiring could force further rate hikes
Post-pandemic economy has "confounded all sorts of attempts to predict what it will do"
- By: Christopher Rugaber, The Associated Press
- February 7, 2023 February 7, 2023
- 15:13