Petition calls for tax deadline extension amid federal worker strike
The CRA says tax returns filed digitally will largely be processed automatically ``without delay"
- By: The Canadian Press
- April 25, 2023 April 25, 2023
- 15:44
Latest news in From the Regulators
CORRA takes the lead in derivatives
Adoption of the new financial benchmark well underway
- By: James Langton
- April 25, 2023 April 25, 2023
- 12:55
Regulators rethink just who is systemic
Hedge funds, asset managers and even crypto firms face increased oversight, Fitch says
- By: James Langton
- April 25, 2023 April 25, 2023
- 12:48
Accelerating work on sustainability standards
Consultation on new assurance standards to start in summer and be ready for 2024
- By: James Langton
- April 25, 2023 April 25, 2023
- 12:41
CIRO it is: SRO members approve new name
Firms will have until Dec. 31, 2024, to adopt the name and logo on required disclosures
- By: Mark Burgess
- April 24, 2023 April 24, 2023
- 17:17
OSFI enhances outsourcing oversight expectations
Regulator's new guidance to take effect in May 2024
- By: James Langton
- April 24, 2023 April 24, 2023
- 16:24
SRO proposes T+1 rule changes
Changes to dealer rules, trading rules aim to facilitate shorter settlement cycle
- By: James Langton
- April 20, 2023 April 20, 2023
- 15:55
Crypto is the bait, and FOMO is the hook
NASAA survey on investor threats finds digital asset schemes top the list
- By: James Langton
- April 20, 2023 April 20, 2023
- 14:30
Firms begin factoring climate goals into executive pay
Impact so far is modest amid a variety of challenges, FSB finds
- By: James Langton
- April 20, 2023 April 20, 2023
- 14:03
Fund investors to get full cost disclosure, eventually
CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt
- By: James Langton
- April 20, 2023 April 20, 2023
- 11:11
BCSC panel penalizes investment fraud
Investor lost $1 million based on deception about company's ownership of a hotel
- By: James Langton
- April 19, 2023 April 19, 2023
- 17:26
FSRA finalizes seg fund DSC ban
Final rules for a ban beginning June 1 were sent to the finance minister for approval
- By: Greg Meckbach
- April 19, 2023 May 5, 2023
- 14:24
Fraudster makes small dent in massive sanctions bill
BCSC collects US$350,000 toward $36.7-million enforcement debt
- By: James Langton
- April 19, 2023 April 19, 2023
- 14:14
SEC sanctions robo advisor for misstatements about tax-loss harvesting service
Clients missed out on potential tax benefits after firm failed to alert them to changes in automated service
- By: James Langton
- April 18, 2023 April 18, 2023
- 17:04
Certain Bridging investors get priority, court rules
Investor protections under securities law create priority in receivership
- By: James Langton
- April 18, 2023 May 12, 2023
- 16:39
Investor protection remains top priority despite expanded mandate, OSC insists
Regulator addresses criticism of its agenda in revised priorities
- By: James Langton
- April 18, 2023 April 18, 2023
- 15:13
Evolving rate environment drives OSFI’s risk outlook
Housing market, bank liquidity and the commercial real estate sector top the regulator's list of concerns
- By: James Langton
- April 18, 2023 April 18, 2023
- 14:57
OSFI launches stablecoin consultation
Regulator seeks feedback on FSB recommendations for addressing crypto risks
- By: James Langton
- April 17, 2023 April 17, 2023
- 16:23
Investor at fault over share sale flub, court finds
DIY investor sold 10 times more shares than he owned after a share consolidation
- By: James Langton
- April 17, 2023 April 18, 2023
- 15:33
CSA ponders mandating wider diversity disclosure
Regulators consult on two options for enhancing diversity reporting
- By: James Langton
- April 13, 2023 April 13, 2023
- 13:10
Alberta invites halal finance to its sandbox
Government seeks to develop Islam-compliant mortgages in regulatory testing ground
- By: James Langton
- April 12, 2023 April 12, 2023
- 17:20
Europe’s regs seek expanded ESG disclosure
Proposals would require decarbonization targets to be disclosed, among other revisions
- By: James Langton
- April 12, 2023 April 12, 2023
- 15:25
Class action over Horizons leveraged ETF abandoned
Court approves dropping suit that couldn't secure litigation funding
- By: James Langton
- April 12, 2023 April 12, 2023
- 14:22
U.S. fund manager gets 15 years in fraud case
Mis-marking scheme defrauded investors, deceived auditors and regulators
- By: James Langton
- April 11, 2023 April 11, 2023
- 15:23
Regulators to hold greenwashing hackathon
The event will seek solutions to greenwashing risks for regulators and industry
- By: James Langton
- April 11, 2023 April 11, 2023
- 15:20