Global pump-and-dump player sentenced
Scheme generated over US$150 million in illicit profits
- By: James Langton
- October 13, 2023 October 13, 2023
- 17:11
Latest news in From the Regulators
OSFI aims to beef up security, integrity standards
Federal regulator proposes new guidance to meet its expanded mandate
- By: James Langton
- October 13, 2023 October 13, 2023
- 15:15
With complaints soaring, OBSI fees set to climb
Banks to bear the brunt of fee increase, as case volumes jump
- By: James Langton
- October 13, 2023 October 13, 2023
- 14:53
SEC to shine a light on short selling
Regulator adopts new rules to boost transparency around short activity, securities lending
- By: James Langton
- October 13, 2023 October 13, 2023
- 14:33
Regulators report rise in crypto complaints
JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements
- By: James Langton
- October 12, 2023 October 12, 2023
- 17:10
CFTC charges former crypto CEO
Voyager Digital's former chief charged for allegedly deceiving investors
- By: James Langton
- October 12, 2023 October 12, 2023
- 16:00
Climate-related disclosures need work, report suggests
Task force details progress and areas of improvement
- By: James Langton
- October 12, 2023 October 12, 2023
- 13:27
U.S. investors can stay in Canadian Cronos Group class action
Ontario court allows U.S. shareholders to pursue both cases
- By: James Langton
- October 12, 2023 October 12, 2023
- 10:04
Financial stability risks loom, FSB warns G20
Tight financial conditions, high economic uncertainty remain key vulnerabilities
- By: James Langton
- October 11, 2023 October 11, 2023
- 15:37
Report warns of crypto sector’s inherent investor protection threats
ESMA says novel abuses need to be addressed for DeFi sector to grow
- By: James Langton
- October 11, 2023 October 11, 2023
- 15:17
Toronto city council debates vacant home tax hike amid budget and housing crunch
Mayor Olivia Chow says raising the tax from 1% to 3% will encourage the transformation of vacant homes into rental units
- By: The Canadian Press
- October 11, 2023 October 11, 2023
- 15:12
Federal Reserve minutes: Officials signal cautious approach to rates amid heightened uncertainty
The Fed may be able to avoid a rate hike at its next two-day meeting
- By: Christopher Rugaber, The Associated Press
- October 11, 2023 October 11, 2023
- 15:05
SEC accelerates investor reporting
Deadlines for large investors to report portfolio changes cut under rule changes
- By: James Langton
- October 10, 2023 October 10, 2023
- 16:49
Bank failures prompt possible reforms
FSB to examine whether anti-bailout measures need to be expanded
- By: James Langton
- October 10, 2023 October 10, 2023
- 15:13
OSC grapples with promise, risks of AI
Advisory and customer service functions are among the most advanced AI uses, a report says
- By: James Langton
- October 10, 2023 October 10, 2023
- 11:56
Regulators learn from latest banking sector turmoil
Report highlights risk management failures, supervisory shortcomings
- By: James Langton
- October 6, 2023 October 6, 2023
- 14:36
CIRO to step up fund dealer oversight in Quebec
AMF, provincial government approve delegation of powers to SRO
- By: James Langton
- October 6, 2023 October 6, 2023
- 13:43
Progress for women in top roles plods along
The proportion of women CEOs in the CSA's sample remains 5%, as in the past three annual reports
- By: IE Staff
- October 6, 2023 October 6, 2023
- 11:42
CSA issues new guidance for stablecoins
Regulators set interim rules for fiat-backed cryptoassets
- By: James Langton
- October 5, 2023 October 5, 2023
- 15:26
Europe sets sights on T+1, or even T+0
ESMA launches consultation on reducing settlement cycle
- By: James Langton
- October 5, 2023 October 5, 2023
- 15:18
MX to launch Bitcoin futures
New cash-settled index futures to arrive in January
- By: James Langton
- October 3, 2023 October 3, 2023
- 15:06
CSA to combine disclosure, delivery reforms
Regulators to marry changes to disclosure rules with electronic access
- By: James Langton
- October 3, 2023 October 3, 2023
- 13:31
OSC alleges crypto custody failure
Regulator says the CoinField platform didn't have adequate assets to satisfy withdrawal requests
- By: James Langton
- October 2, 2023 October 2, 2023
- 16:59
Ponzi perpetrators get permanent trading ban
Convicted fraudsters banned by Ontario tribunal
- By: James Langton
- October 2, 2023 October 2, 2023
- 16:48