Latest news in From the Regulators

Cutting consultations won’t cut red tape: IIAC article image dominos falling

Cutting consultations won’t cut red tape: IIAC

Offshore crypto platform sanctioned in Quebec article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Offshore crypto platform sanctioned in Quebec

FINRA sanctions trading oversight violations

AMT changes left out of legislation

FAIR Canada calls for clarity on industry titles article image Bond counselling

FAIR Canada calls for clarity on industry titles

CSA unveils binding authority for OBSI article image investor protection

CSA unveils binding authority for OBSI

Polluter pays principle comes to U.K. advice market article image Coin pile

Polluter pays principle comes to U.K. advice market

Fund managers adjust ESG disclosure, communication in response to scrutiny: report article image Magnifying glass

Fund managers adjust ESG disclosure, communication in response to scrutiny: report

Saskatchewan seeks binding dispute resolution article image Saskatchewan legislative assembly

Saskatchewan seeks binding dispute resolution

U.K. regulator steps up greenwashing fight article image Man painting pollution green

U.K. regulator steps up greenwashing fight

OSC warns fund managers over misleading yields article image low yield investment

OSC warns fund managers over misleading yields

B.C. court rejects challenge to regulator’s summons

RBC, TD remain global systemically important banks article image Skyline of the financial district

RBC, TD remain global systemically important banks

U.K. regulator endorses tokenized fund model

Receiver seeks help with failed hedge funds

Financial system still fragile, ECB warns article image banking stress

Financial system still fragile, ECB warns

FSRA proposes guidance on life agent fitness article image Dominos falling

FSRA proposes guidance on life agent fitness

Deepfakes come to investment scams, AMF warns

SEC seeks showdown with Kraken article image Bitcoin cyptocurrency

SEC seeks showdown with Kraken

FSRA removes credit union director

  • By: IE Staff
  • November 21, 2023 November 21, 2023
  • 09:54
FINRA gets green light for remote oversight article image zoom call

FINRA gets green light for remote oversight

CRA claws back $458 million in pandemic-era wage subsidies after partial audit