OSC asks for further comment
Releases new rules for exempt market
- By: James Langton
- April 10, 2001 April 10, 2001
- 16:10
Latest news in From the Regulators
BCSC to review CDNX discipline decision
Will determine if further action required
- By: IE Staff
- April 10, 2001 April 10, 2001
- 16:00
Ontario minister approves MFDA rule
Membership application deadline is May 23
- By: IE Staff
- April 9, 2001 April 9, 2001
- 12:25
Second round of consultations announced
Draft legislation for OSC-FSCO merger will be available for comment in early April
- By: IE Staff
- April 6, 2001 April 6, 2001
- 11:45
Court upholds BCSC search powers
Judge rejects "fishing expedition" claim
- By: James Langton
- April 5, 2001 April 5, 2001
- 15:35
OSC commences proceedings against Banks, Weltman
LaserFriendly principals authorized issue of share certificates
- By: IE Staff
- April 2, 2001 April 2, 2001
- 16:21
OSC proposing new fee schedule
Regulator aims to streamline fees
- By: James Langton
- April 2, 2001 December 14, 2017
- 14:10
OSFI cracking down on regulatory filings
Phasing in "late and erroneous" filing framework
- By: IE Staff
- April 2, 2001 April 2, 2001
- 10:45
FSCO seeking comments on priority plans
Wants response by April 30
- By: IE Staff
- April 2, 2001 April 2, 2001
- 10:40
Time for take-over bids extended
Giving longer response time to target companies
- By: IE Staff
- March 30, 2001 March 30, 2001
- 11:05
Finance Canada launches new Web site
Web is department's most important communications vehicle
- By: IE Staff
- March 29, 2001 March 29, 2001
- 17:50
SEC halts $276 million securities fraud
PinnFund officers misappropriated funds
- By: IE Staff
- March 26, 2001 March 26, 2001
- 18:00
OSC outlines priorities for 2001/2002
Will preserve personal corporations for dealers
- By: IE Staff
- March 22, 2001 March 22, 2001
- 17:50
BCSC fines mutual fund dealer $25,000
W.H. Stuart penalized for lack of supervision
- By: IE Staff
- March 22, 2001 March 22, 2001
- 14:46
Committee urges boards to go beyond compliance
Joint Committee on Corporate Governance releases interim report
- By: IE Staff
- March 19, 2001 March 19, 2001
- 11:30
Study reviews disclosure patterns
Almost half of Canadian tech companies disclose cash flow
- By: IE Staff
- March 16, 2001 March 16, 2001
- 10:30
U.S. judge slaps Toronto lawyer with US$2.8 million fine
Securities fraud used "pump and dump" scheme
- By: IE Staff
- March 15, 2001 March 15, 2001
- 17:31
OSC proposes recognizing issuers from other jurisdictions
Commission seeks comment
- By: IE Staff
- March 14, 2001 March 14, 2001
- 18:00
ASC recognizes MFDA
Dealers lobby regulators to cover startup costs
- By: IE Staff
- March 14, 2001 March 14, 2001
- 16:20
Disclosure practices found lacking
OSC review tackles revenue recognition
- By: IE Staff
- March 13, 2001 March 13, 2001
- 12:40
Securities industry facing upheaval
Brown cites eight upcoming discussion papers
- By: IE Staff
- March 12, 2001 March 12, 2001
- 17:55
Brown favours merger of OSC, FSCO
Necessary step in evolution of regulation
- By: IE Staff
- March 12, 2001 March 12, 2001
- 17:40
Felons accused of defrauding Christian investors
Florida pair facing securities fraud charges
- By: IE Staff
- March 12, 2001 March 12, 2001
- 16:10
CSA establishes mining technical advisory committee
McCombe, Marskell appointed co-chairs
- By: IE Staff
- March 12, 2001 March 12, 2001
- 11:30
SEC settles with Internet advisor
Regulator cracks down on undisclosed conflict of interest
- By: IE Staff
- March 8, 2001 March 8, 2001
- 16:20