Clarifying financial reporting
CSA releases guidance on GAAP
- By: IE Staff
- January 14, 2002 January 14, 2002
- 14:10
Latest news in From the Regulators
Enron documents destroyed, auditor reveals
Andersen employees destroy significant number of documents
- By: James Langton
- January 10, 2002 January 10, 2002
- 17:15
OSC commences proceedings against Costello
Says author not registered to recommend investments
- By: IE Staff
- January 10, 2002 January 10, 2002
- 12:15
NASD moves to streamline account transfers
New rule prohibits interference from firms
- By: James Langton
- January 2, 2002 January 2, 2002
- 15:45
SEC beefs up disclosure requirements for stock options
New rules effective in second half of 2002
- By: IE Staff
- January 2, 2002 January 2, 2002
- 12:34
U.S. regulators pledge to modernize futures trading
SEC, CFTC to work work together
- By: IE Staff
- January 2, 2002 January 2, 2002
- 12:25
New guidance proposed for MD&A disclosure
Seven principles suggested by the CICA
- By: Ryan Jennings
- December 17, 2001 December 17, 2001
- 10:40
Martineau report recommends single regulator for Quebec
Financial sector stakeholders tagged for funding
- By: James Langton
- December 14, 2001 December 14, 2001
- 14:15
Start-up of new insider reporting system delayed
SEDI launch shifted to Jan. 21, 2002
- By: IE Staff
- December 14, 2001 December 14, 2001
- 09:30
SEC issues reminder on annual reports
Says investors deserve and demand full transparency
- By: IE Staff
- December 12, 2001 December 12, 2001
- 17:55
Regulators win motion to preserve turf
Viatical sales company on hold
- By: Stewart Lewis
- December 12, 2001 December 12, 2001
- 17:20
Regulators encroaching on fixed-income markets
Evidence of bureaucratic empire-building, report says
- By: James Langton
- December 12, 2001 December 12, 2001
- 11:35
SEC alleges manipulation of bio-terrorism stock
Spectrum Brands subject of complaint
- By: James Langton
- December 11, 2001 December 11, 2001
- 17:05
OSC announces a series of technical amendments
The Ontario Securities Commission today announced a number of technical amendments to provincial securities legislation.The changes to the Securities Act and the Commodity Futures Act…
- By: IE Staff
- December 11, 2001 December 11, 2001
- 16:20
OSC sends finance minister proposed amendment
Transactions will have to comply with CDNX
- By: IE Staff
- December 7, 2001 December 7, 2001
- 16:15
Goldman Sachs trader wins appeal
Sachs on the hook for bigger damages package
- By: James Langton
- December 7, 2001 December 7, 2001
- 12:10
Canada needs outside securities regulator
Says Atkinson in speech to IDA members
- By: James Langton
- December 7, 2001 December 7, 2001
- 10:05
SEC’s Unger suggests changes to Regulation FD
Goal is to increase marketplace information
- By: James Langton
- December 6, 2001 December 6, 2001
- 18:15
OSFI implements penalties for late filings
Aims to reduce high frequency of late or erroneous filings
- By: IE Staff
- December 6, 2001 December 6, 2001
- 16:55
OSFI moves to promote better understanding of regulator’s role
Publishes first in a series of rulings
- By: IE Staff
- December 5, 2001 December 5, 2001
- 11:32
Ottawa proposes amendments to the Competition Act
Will grant private access to Competition Tribunal
- By: IE Staff
- December 5, 2001 December 5, 2001
- 10:05
CVMQ announces senior appointments
Laurion, Lavasseur new executive directors
- By: IE Staff
- December 3, 2001 December 3, 2001
- 15:30
MFDA says agency agreements must comply with rules
Dealers required to file sample agreement
- By: James Langton
- November 28, 2001 November 28, 2001
- 17:05
Weak markets hit Alberta regulator
ASC income plunges in third quarter
- By: IE Staff
- November 28, 2001 November 28, 2001
- 15:55
BCSC settles with man convicted of accepting secret commissions
Lazzell agrees to five year ban
- By: IE Staff
- November 27, 2001 November 27, 2001
- 15:20