TSE president urges Quebec’s participation in regulatory dialogue
Stymiest addresses Montreal Board of Trade
- By: IE Staff
- February 19, 2002 February 19, 2002
- 14:30
Latest news in From the Regulators
RS Inc. approved by ASC
Rules for ATS regulation also get the nod
- By: IE Staff
- February 18, 2002 February 18, 2002
- 15:50
No more prospectuses
BCSC proposing continuous market access system
- By: IE Staff
- February 18, 2002 February 18, 2002
- 09:25
U.S. accounting chairman supports auditing reform
Castellano calls for modernized financial reporting model
- By: IE Staff
- February 14, 2002 February 14, 2002
- 17:00
SEC proposes changes to disclosure rules
Will accelerate reporting of transactions by insiders
- By: IE Staff
- February 13, 2002 February 13, 2002
- 16:25
OSC panel rejects Cowpland settlement
Matter may proceed to full hearing
- By: IE Staff
- February 13, 2002 February 13, 2002
- 08:50
B.C. man agrees to five-year trading ban
Keating misled markets with wash trades
- By: IE Staff
- February 8, 2002 February 8, 2002
- 11:25
BCSC fines four dealers
Settlement to pay for electronic cease-trade system
- By: IE Staff
- February 7, 2002 February 7, 2002
- 12:10
B.C. lawyers exempt from anti-money laundering rules
Court rejects federal appeal
- By: IE Staff
- February 6, 2002 February 6, 2002
- 16:55
BCSC slams fund dealer for peddling high-risk investments to widows and the elderly
Says Canadian Global violated suitability rule
- By: IE Staff
- February 1, 2002 February 1, 2002
- 16:55
BCSC and Better Business Bureau team up to fight fraud
Two seminars scheduled for February
- By: IE Staff
- February 1, 2002 February 1, 2002
- 14:40
Insider reporting system shut down due to technical problems
SEDI shut down effective immediately
- By: IE Staff
- February 1, 2002 February 1, 2002
- 12:00
Proprietary Industries denies ASC allegations
Commission alleges firm misrepresented financial statements
- By: IE Staff
- February 1, 2002 February 1, 2002
- 10:00
Regulators sound alarm on affinity scams
Frauds a growing area of concern
- By: IE Staff
- January 29, 2002 January 29, 2002
- 12:05
Risks of Internet advice
Regulators warning investors against quick fixes during RRSP season
- By: IE Staff
- January 28, 2002 January 28, 2002
- 09:45
ASC seeks comment on oil and gas disclosure standards
NI proposal in response to Oil and Gas Taskforce
- By: IE Staff
- January 25, 2002 January 25, 2002
- 17:25
SEC welcomes new commisioners
Bids adieu to former inter-chair Unger
- By: IE Staff
- January 24, 2002 January 24, 2002
- 10:45
OSC promotes investor education during Financial Forum
Director Switzer to headline seminar
- By: IE Staff
- January 23, 2002 January 23, 2002
- 15:25
BCSC moves against delinquent insider report filers
Imposes cease trade order on mining company president and former spouse
- By: IE Staff
- January 23, 2002 January 23, 2002
- 15:25
Decision in Yorkton case released
Confidence in capital markets was undermined says OSC panel
- By: IE Staff
- January 21, 2002 January 21, 2002
- 12:15
CSA develops guide for investor complaints
Urges investors to be proactive in relationship with advisors
- By: IE Staff
- January 21, 2002 January 21, 2002
- 10:05
ASC sanctions former fund salesperson
Lamoureux fined $20,000
- By: IE Staff
- January 18, 2002 January 18, 2002
- 14:25
SEC proposes SRO for to oversee accounting profession
Proposal stems from collapse of Enron
- By: IE Staff
- January 18, 2002 January 18, 2002
- 09:40
Losses mount from
Volatile marks make scams more appealing to investors
- By: James Langton
- January 17, 2002 January 17, 2002
- 17:45
Canadian Securities Administrators launch national Web site
Investors gain access to regulators with new CSA venture
- By: IE Staff
- January 15, 2002 January 15, 2002
- 16:05