BCSC settles with company director
Crocker failed to note misrepresentations in selling securities
- By: IE Staff
- April 25, 2002 April 25, 2002
- 11:35
Latest news in From the Regulators
SEC accuses Canadian of running
Regulator files suit against Gilliland
- By: James Langton
- April 18, 2002 April 18, 2002
- 17:00
OSC launches disclosure guide
New guide outlines sources of disclosure for investors
- By: IE Staff
- April 11, 2002 April 11, 2002
- 10:00
OSC working on four-year strategic plan
Regulator to focus on making markets safer, more efficient
- By: James Langton
- April 10, 2002 April 10, 2002
- 15:55
OSC girds for declining revenues
The Ontario Securities Commission is preparing for declining revenues and rising expenses, according to its latest Statement of Priorities.The OSC forecasts revenue for 2002/2003 fiscal…
- By: IE Staff
- April 10, 2002 April 10, 2002
- 15:25
OSFI names new assistant superintendent
Pasteris to oversee corporate services
- By: IE Staff
- April 9, 2002 April 9, 2002
- 14:15
New OSC policy encourages cooperation
Full cooperation during investigations earns credit
- By: IE Staff
- April 9, 2002 April 9, 2002
- 13:25
Saskatchewan regulator discontinues monthly bulletin
Web site replaces paper version
- By: IE Staff
- April 5, 2002 April 5, 2002
- 15:45
Ontario reveals OSC salaries
93 employees making more than $100,000
- By: IE Staff
- April 4, 2002 April 4, 2002
- 15:55
Complete list of advisors, dealers added to OSC Web site
Registrant list aims to enhance investor protection
- By: IE Staff
- April 4, 2002 April 4, 2002
- 12:35
Fair Dealing
Brown outlines OSC’s plans to overhaul registrant regulation
- By: IE Staff
- April 2, 2002 April 2, 2002
- 11:20
Investors take care
CSA kicks off investor education month with campaign for caution
- By: IE Staff
- April 2, 2002 April 2, 2002
- 11:00
Alberta adopts harmonized rules for raising capital
B.C. to follow suit shortly
- By: IE Staff
- March 28, 2002 March 28, 2002
- 15:40
OSFI redesigns Web site
Site now includes list of most requested documents
- By: IE Staff
- March 28, 2002 March 28, 2002
- 15:35
Securities can include interests in land, says ASC
Precedent-setting The Land Development Company Inc. decision released today
- By: IE Staff
- March 28, 2002 March 28, 2002
- 14:35
TSE to launch standard trading rules
Exchange to perform more regulation duties
- By: James Langton
- March 25, 2002 March 25, 2002
- 17:10
First fixed income ATS approved
CBID Securities Inc. gets nod from regulator
- By: IE Staff
- March 25, 2002 March 25, 2002
- 09:30
CSA offers insider relief for VPs
Relief granted to VPs without access to confidential insider information
- By: IE Staff
- March 22, 2002 March 22, 2002
- 16:55
B.C. releases details on planned financial services review
Review expected to take 18 months
- By: IE Staff
- March 21, 2002 March 21, 2002
- 09:35
SEC announces internal review
Regulator hopes to improve operating efficiency
- By: IE Staff
- March 20, 2002 March 20, 2002
- 17:55
Ryerson University, OSC announce internship program
Students to work with experts in securities-related accounting
- By: IE Staff
- March 20, 2002 March 20, 2002
- 16:30
SEC to review compliance with auditor independence rules
Reviews to commence immediately
- By: IE Staff
- March 19, 2002 March 19, 2002
- 17:55
BCSC appoints trio of commissioners
Alexander, Foreman and Milbourne
- By: IE Staff
- March 19, 2002 March 19, 2002
- 10:35
CSA not proceeding with planned rule
Expect legislation project to deal with distributions outside local jurisdiction
- By: IE Staff
- March 18, 2002 March 18, 2002
- 16:35
Politicians need to take up baton for national regulator says Stymiest
Provincial regulation focuses to exclusively on local concerns
- By: Stewart Lewis
- March 18, 2002 March 18, 2002
- 15:50