OSC requests comment on CNQ
Electronic system to provide marketplace for non-exchange traded stock
- By: James Langton
- July 29, 2002 July 29, 2002
- 10:55
Latest news in From the Regulators
OSC releases 2002 annual report
Revenue exceeds spending by $30 million
- By: IE Staff
- July 25, 2002 July 25, 2002
- 16:05
Shell-shocked investors vulnerable to con artists
Regulators issue warning on "safe" returns
- By: IE Staff
- July 24, 2002 July 24, 2002
- 15:35
Canada pledges $30 million to governance centre
Centre to research economic security issues
- By: IE Staff
- July 23, 2002 July 23, 2002
- 11:20
Sask. Securities Commission proposes new conflict of interest rule
Comments due by Sept. 20
- By: IE Staff
- July 22, 2002 July 22, 2002
- 16:20
IDA lightens burden of regulatory reporting
Drops quarterly operations questionnaire
- By: IE Staff
- July 18, 2002 July 18, 2002
- 16:45
Regulators unveil new public accountability board for Canadian auditors
Attempting to reinspire confidence in capital markets
- By: Stewart Lewis
- July 17, 2002 July 17, 2002
- 15:30
OSFI releases comment paper on legislative compliance
Coping with regulatory risk figures prominently in proposed guideline
- By: IE Staff
- July 16, 2002 July 16, 2002
- 16:20
OSC holding hearing into allegations
Taylor matter set for Thursday morning
- By: IE Staff
- July 16, 2002 July 16, 2002
- 16:05
IDA stays pending charges against Clarke
Former rep in poor health
- By: IE Staff
- July 16, 2002 July 16, 2002
- 13:10
FSCO introduces on-line licensing
Paperless process will save time, says CEO
- By: IE Staff
- July 15, 2002 July 15, 2002
- 10:05
CSA adopts new policy on disclosure standards
To combat tipping and insider trading
- By: IE Staff
- July 15, 2002 July 15, 2002
- 09:40
CSA implement new disclosure standards
Addresses concerns regarding selective disclosure
- By: IE Staff
- July 12, 2002 July 12, 2002
- 16:30
CSA make changes to exemptive relief applications
Changes effective July 15
- By: IE Staff
- July 12, 2002 July 12, 2002
- 16:25
BCSC launches cost benefit survey
Asking public companies to put a price tag on raising capital
- By: IE Staff
- July 12, 2002 July 12, 2002
- 10:30
OSC publishes reasons for Kassirer decision
"The buck stops at the top" says regulator
- By: IE Staff
- July 10, 2002 July 10, 2002
- 14:30
Bush’s investor protection plan applauded
Additional funds for SEC proposed
- By: IE Staff
- July 9, 2002 July 9, 2002
- 15:10
BCSC invests in plain language
Goal is to make securities information more understandable
- By: IE Staff
- July 9, 2002 July 9, 2002
- 10:45
OSC extends cease trade order against Valentine
Order extended for six months
- By: IE Staff
- July 9, 2002 July 9, 2002
- 09:00
Alberta to get new fiscal framework
Province to rely less on natural resources
- By: James Langton
- July 8, 2002 July 8, 2002
- 14:55
Alberta to get new fiscal framework
Province to rely less on natural resources
- By: James Langton
- July 8, 2002 July 8, 2002
- 14:55
New CSA rules enhance shareholder communication
Allows issuers better access to shareholders
- By: IE Staff
- July 8, 2002 July 8, 2002
- 09:55
B.C. releases paper on financial service reform
Province aims to reduce regulatory burden
- By: IE Staff
- July 5, 2002 July 5, 2002
- 14:55
OSC establishes small business advisory committee
Seeks members to serve two-year terms
- By: IE Staff
- July 4, 2002 July 4, 2002
- 14:33
Directors of Pacific International Securities lose procedural appeal
Case against them continues at BCSC
- By: Stewart Lewis
- July 4, 2002 July 4, 2002
- 13:50