BCSC Chair appears before Senate Banking Committee
Hyndman outline efforts to streamline securities regulation
- By: James Langton
- October 31, 2002 October 31, 2002
- 14:30
Latest news in From the Regulators
Revamped regulatory framework within reach, says ICAC
Immediate review should be undertaken new position paper suggests
- By: IE Staff
- October 30, 2002 October 30, 2002
- 17:10
Regulation required to restore public confidence
Capital markets can run on voluntary compliance, says OSC’s Brown
- By: IE Staff
- October 30, 2002 October 30, 2002
- 16:50
Ontario announces measures to protect investor confidence
Proposed legislation would boost maximum fines to $5 million
- By: IE Staff
- October 30, 2002 October 30, 2002
- 10:55
U.K. regulator abandons plan to force brokers to dump commissions
FSA to develop "menu" approach to fees
- By: James Langton
- October 29, 2002 October 29, 2002
- 16:30
OECD praises Canada’s regulatory reforms
Study encourages further improvements
- By: IE Staff
- October 29, 2002 October 29, 2002
- 10:50
New acting chairman for Quebec Securities Commission
Godin to take QSCpost
- By: IE Staff
- October 28, 2002 October 28, 2002
- 16:05
OSC chairman reporting to Senate committee
Brown to highlight measures taken to promote capital markets
- By: IE Staff
- October 28, 2002 October 28, 2002
- 12:20
Raising investing awareness among Young Canadians
CSA sponsors Financial IQ contest
- By: IE Staff
- October 28, 2002 October 28, 2002
- 09:45
TSX Venture Exchange fines B.C. trader
Smith must pay $7,500 penalty
- By: IE Staff
- October 25, 2002 October 25, 2002
- 16:20
Manley rethinking bank merger review process
Finance minister asks parliamentary committees for input
- By: IE Staff
- October 24, 2002 October 24, 2002
- 16:10
Bevilacqua urges made-in-Canada solution for corporate governance
Secretary of State addresses Senate committee
- By: IE Staff
- October 24, 2002 October 24, 2002
- 15:35
Quebec advisor ordered to pay $1 million fine
Tremblay pleads guilty to distributing shares without a prospectus
- By: IE Staff
- October 24, 2002 October 24, 2002
- 12:35
Golden Securities wins judgment in unlawful trading suit
Trading scheme masterminded by trader under 20-year ban
- By: IE Staff
- October 23, 2002 October 23, 2002
- 16:40
Livent co-founders charged with fraud
Drabinsky, Gotlieb freed on bail
- By: IE Staff
- October 23, 2002 October 23, 2002
- 07:50
Criminal charges laid against Toronto-based telemarketers
Credit card scam dupes 100,000 Americans
- By: IE Staff
- October 22, 2002 October 22, 2002
- 14:20
Edward Carl Blasiak reprimanded by OSC
Settlement agreement approved
- By: IE Staff
- October 17, 2002 October 17, 2002
- 16:20
Encouraging cooperation
BCSC issues Credit for Assistance policy
- By: IE Staff
- October 17, 2002 October 17, 2002
- 08:40
IDA sets hearing date to consider sanctions
The association will convene on Nov. 1 to consider penalties for a broker who did not co-operate with an investigation
- By: IE Staff
- October 16, 2002 October 16, 2002
- 15:20
OSC approves settlement with Foundation Equity Corp.
Foundation ordered to pay $2000 after unlawfully selling 1.2 million shares of Global Thermoelectric
- By: IE Staff
- October 16, 2002 October 16, 2002
- 10:55
IDA approves constitution amendments
Law firm hired to review and clarify the association's mandate
- By: James Langton
- October 16, 2002 October 16, 2002
- 10:45
TSX CEO calls for one voice on securities regulation
Barbara Stymiest, in Winnipeg today, spoke to the Canadian Club on the topic of last week's CMI white paper
- By: IE Staff
- October 15, 2002 October 15, 2002
- 15:00
SEC settles with well-read trader
Trader alleged to have had postal worker read him Thursday's copy of <i>BusinessWeek</i> before it hit newstands
- By: James Langton
- October 11, 2002 October 11, 2002
- 16:00
Launch of NRD delayed, again
Launch is now scheduled for March 31, 2003
- By: IE Staff
- October 11, 2002 October 11, 2002
- 15:10
IDA calls for “more robust” enforcement powers
The association welcomes Ecker's proposed investor protection legislation, but also wants court authority
- By: IE Staff
- October 10, 2002 October 10, 2002
- 16:00