Courts in British Columbia and Ontario have approved a national class action settlement involving TD Waterhouse Canada Inc. and millions of dollars in foreign exchange…
All Canadian public companies must comply
Enns acted acts unregistered portfolio manager
CAPs cover employee savings plans, DC pension plans among others
Patrick Teggart committed forgery and unauthorized trades, among other things
Ontario regulation reform boosts investment
New deadlines is March 2004
Submissions due by June 6
Will cooperate on the regulation of Quebec firms
Principles-based regulation at core of proposal
Maximum fines rise to $5 million
Online reporting system adds transparency
Essay on investing wisely takes top prize
CSA head touts uniform securities legislation project
Securities administrators group sees improvements in regulating IAs
MFDA says written authorization needed in bulk account transfers
OSFI says life insurance companies now included
Managers would have to negotiate with their customers on new costs
Commission seeking comment on priorities for year ahead
ASC chairman succeeds Hyndman
Court sets standard of 'reasonableness'
Settlement reached over insider-trading allegations
Country far less reliant on rules than U.S., TSX group CEO says
MFDA issues plan to members
Fee reductions will save industry $40 million per year