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Fund rep’s side hustle results in ban, fine

PCAOB sanctions KPMG, Deloitte affiliates for exam cheating

FCA to revive research bundling article image Trader screen

FCA to revive research bundling

Investors share modest recovery following former rep’s unregistered trading

ESMA grapples with securities financing

Momentum building for T+1 in Europe article image concept of time

Momentum building for T+1 in Europe

Rep incorporation proposals prove to be sticky wicket article image a man pushing a giant ball while others push squares

Rep incorporation proposals prove to be sticky wicket

FCAA sanctions real estate scheme operators

BMO Nesbitt sanctioned for supervisory shortcomings

FSRA takes enforcement action against MGA article image Entrance to Financial Services Regulatory Authority of Ontario

FSRA takes enforcement action against MGA

Fund dealer chief sanctioned for misleading SRO article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Fund dealer chief sanctioned for misleading SRO

SEC pauses climate rule amid legal challenges

Crypto queen’s compliance chief gets jail

SEC sanctions advisory firm for private messaging

Risks arise as exchanges evolve, IOSCO says article image tightrope

Risks arise as exchanges evolve, IOSCO says

Coinbase Canada gets CSA registration article image Crypto coins

Coinbase Canada gets CSA registration

U.K. consults on a digital securities sandbox

Ex-rep’s crypto trading attracts SRO sanctions

ESMA adding ESG factors to rating agency rules article image Green globe

ESMA adding ESG factors to rating agency rules

Court rejects OSC’s crypto fraud allegations article image Gavel and texts

Court rejects OSC’s crypto fraud allegations

Desjardins sanctioned in MX settlement

CIRO gets clean bill of health from CSA article image Review process

CIRO gets clean bill of health from CSA

Shining more light into Treasury markets article image Papers with text, treasury bonds on a table, business concept. stock photo

Shining more light into Treasury markets

Sam Bankman-Fried sentenced to 25 years in prison

FSRA flags few issues at credentialing bodies article image Review process

FSRA flags few issues at credentialing bodies