The Ontario Securities Commission will be looking to step up the regulation of hedge funds, and protect the interests of small investors, said David Wilson…
A. John Page to take control of assets
Regulator concerned with insurer’s financial position
Dealer failed to supervise and protect customer assets
Presentation explains changes to the exemption regime
Accounts at Dundee Securities frozen until March 31
Dealer violated cease trade orders
Investigation into trading of Place Dome securities continues
Firm raises earnings outlook
The Autorité des marchés financiers reports that, at its request, the Québec Finance Minister has appointed Jean Robillard of Raymond, Chabot, Grant, Thornton, as the…
Regulator alleges insider tipped acquaintance
Year to date revenues ahead of budget
$1,000 fine for filing late insider trading report
Regulator to hold hearing
Regulator investigating Placer Dome trading
Poor mental health led to unauthorized trades
Move follows U.S. asset freeze
142 cases forwarded to law enforcement security agencies
Investors lured to invest in non-existent company
U.S. judge orders temporary asset freeze
Debentures promise annual return of up to 10.25%
December 2002 trades caused excess market volatility
Papalia issued false and misleading news releases
Regulator says bank hacked into news release database
Provincial regulators raise concerns