China moves to pep up its slowing economy
The country released a 50-page roadmap and cut key interest rates Monday
- By: Elaine Kurtenbach, The Associated Press
- July 22, 2024 July 22, 2024
- 14:42
Latest news in From the Regulators
MX sanctions Citi for reporting violations
Weaknesses in position reporting uncovered in compliance review
- By: James Langton
- July 19, 2024 July 19, 2024
- 14:01
Ontario proposes new pension solvency test
Finance seeks funding test for plans that have been exempt
- By: James Langton
- July 18, 2024 July 18, 2024
- 14:55
Greenwashing, greenhushing and greenwishing: The new sustainable finance lingo
Here’s what the terms mean and how some suggest putting an end to these practices
- By: Noushin Ziafati
- July 18, 2024 July 25, 2024
- 09:12
Tipster settles for US$37-million whistleblower award
Tip helped, but SEC rules that compliance staff sparked investigation
- By: James Langton
- July 17, 2024 July 17, 2024
- 17:25
LLQP exam fees going up next month in Ontario
FSRA says higher fees due to rising technology, business costs
- By: James Langton
- July 17, 2024 July 17, 2024
- 16:30
Court upholds BCSC’s power to compel
Constitutionality of regulator's investigative tools upheld on appeal
- By: James Langton
- July 17, 2024 July 17, 2024
- 15:54
For U.S. regulators, the devil is in the data
Agencies adopt standards to address bias, conflicts in valuation models
- By: James Langton
- July 17, 2024 July 17, 2024
- 15:41
Global banks face crypto disclosure rules
Basel Committee's requirements to take effect in 2026
- By: James Langton
- July 17, 2024 July 17, 2024
- 15:21
FSB targets cross-border payments regulation
Proposals seek to combat regulatory arbitrage, level playing field
- By: James Langton
- July 16, 2024 July 16, 2024
- 16:17
Basel Committee tweaks rate shock rules
Regulators recalibrate for zero-rate environments
- By: James Langton
- July 16, 2024 July 16, 2024
- 16:04
ESMA takes aim at best execution
Consultation aims to clarify and improve compliance with trading rules
- By: James Langton
- July 16, 2024 July 16, 2024
- 15:41
CIRO enforcement activity down in fiscal 2024
Self-regulatory organization reported year-over-year decline in decisions and sanctions
- By: James Langton
- July 16, 2024 July 16, 2024
- 09:00
FCA reviews role of Big Tech in payments
Consultation to review consumer protection, competition, systemic risk concerns
- By: James Langton
- July 15, 2024 July 15, 2024
- 15:50
EU banks to face regulatory action on climate: DBRS
Regulators expected to get tough on non-compliance with climate-related obligations
- By: James Langton
- July 15, 2024 July 15, 2024
- 15:42
The Fed is more confident inflation is slowing to its target: Powell
Powell declined to provide any hints of when the first rate cut would occur
- By: Christopher Rugaber, The Associated Press
- July 15, 2024 July 15, 2024
- 15:31
A rocky road ahead for U.S. regulators
Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's
- By: James Langton
- July 12, 2024 July 12, 2024
- 17:03
Europe consults on crypto classification
Consultation seeks common approach to applying new crypto rules
- By: James Langton
- July 12, 2024 July 12, 2024
- 14:56
SCC denies appeal of life policy ruling
Lower court ruled widow entitled to cancel policy switch, collect $1.3M payout
- By: James Langton
- July 12, 2024 July 12, 2024
- 14:31
OSC seeks more money for harmed investors
Regulator proposes new regime to pay out disgorged funds to victims of misconduct
- By: James Langton
- July 11, 2024 July 11, 2024
- 14:51
FCA welcomes added risk in listing regime overhaul
Reforms streamline listing rules, reduce shareholder votes
- By: James Langton
- July 11, 2024 July 11, 2024
- 14:43
U.S. regulators sanction Citi for ongoing compliance issues
Fed, OCC say bank hasn't made enough progress at improving controls
- By: James Langton
- July 10, 2024 July 10, 2024
- 18:12
ESMA seeks reforms to trading rules
Proposals include circuit breaker requirements, standards for trade reporting
- By: James Langton
- July 10, 2024 July 10, 2024
- 13:56